FCT

First Trust Senior Floating Rate Income Fund II

45 hedge funds and large institutions have $71.4M invested in First Trust Senior Floating Rate Income Fund II in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
13
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$27.5M +$548K +37,924 +2%
U
2
UBS
Switzerland
$8.81M +$915K +63,294 +12%
Wells Fargo
3
Wells Fargo
California
$4.16M -$571K -39,512 -12%
Morgan Stanley
4
Morgan Stanley
New York
$3.57M -$153K -10,606 -4%
GC
5
Guggenheim Capital
Illinois
$3.4M -$798K -55,251 -19%
Invesco
6
Invesco
Georgia
$2.76M +$119K +8,208 +4%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.28M +$58 +4 +0%
TAM
8
Trust Asset Management
Texas
$2.22M +$2.22M +153,464 New
RJA
9
Raymond James & Associates
Florida
$1.73M +$415K +28,682 +32%
BF
10
BOK Financial
Oklahoma
$1.6M +$1.6M +110,800 New
CS
11
Credit Suisse
Switzerland
$1.57M -$12.8K -883 -0.8%
LPL Financial
12
LPL Financial
California
$1.49M -$24.3K -1,679 -2%
RCM
13
Robinson Capital Management
Michigan
$1.37M +$1.37M +94,620 New
JPMorgan Chase & Co
14
JPMorgan Chase & Co
New York
$1.24M
ARC
15
Absolute Return Capital
Massachusetts
$1.05M +$27.3K +1,888 +3%
GI
16
Gradient Investments
Minnesota
$840K +$335K +23,189 +66%
HK
17
Horizon Kinetics
New York
$756K -$7.23K -500 -0.9%
MIG
18
Mariner Investment Group
New York
$638K +$638K +44,129 New
CA
19
Cornerstone Advisors
North Carolina
$626K +$626K +43,356 New
Stifel Financial
20
Stifel Financial
Missouri
$556K +$556K +38,465 New
RIL
21
Rothschild Investment LLC
Illinois
$491K
Deutsche Bank
22
Deutsche Bank
Germany
$484K
WAM
23
Wolverine Asset Management
Illinois
$409K +$124K +8,610 +44%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$328K +$38.4K +2,653 +13%
AI
25
Atria Investments
North Carolina
$264K -$423K -29,253 -62%