FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

62 hedge funds and large institutions have $108M invested in First Trust Senior Floating Rate Income Fund II in 2018 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 16 increasing their positions, 21 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
+4
Holders Change %
+6.9%
% of All Funds
1.38%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
16
Reduced
21
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$4.05M
2
SIA
Sit Investment Associates
Minnesota
$3.84M
3
SCM
Saba Capital Management
New York
$3.33M
4
RVPG
Relative Value Partners Group
$16.3M
5
CRC
Curi RMB Capital
Illinois
$1.78M

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
$0
2
Morgan Stanley
Morgan Stanley
New York
$3.15M
3
AFP
Ausdal Financial Partners
Iowa
$0
4
KA
Klingman & Associates
New York
$0
5
Bank of America
Bank of America
North Carolina
$29.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$29.8M -$368K -32,893 -1%
RVPG
2
Relative Value Partners Group
$16.3M +$1.8M +160,482 +12%
EIA
3
Edgemoor Investment Advisors
Maryland
$6.85M +$98.2K +8,765 +1%
RCM
4
Rivernorth Capital Management
Florida
$4.05M +$4.05M +362,170 New
GC
5
Guggenheim Capital
Illinois
$3.98M -$176K -15,719 -4%
SIA
6
Sit Investment Associates
Minnesota
$3.84M +$3.84M +342,436 New
GI
7
Gradient Investments
Minnesota
$3.71M -$62.8K -5,608 -2%
Invesco
8
Invesco
Georgia
$3.54M +$352K +31,417 +11%
FFA
9
First Foundation Advisors
California
$3.38M +$62.9K +5,618 +2%
SCM
10
Saba Capital Management
New York
$3.33M +$3.33M +296,891 New
Morgan Stanley
11
Morgan Stanley
New York
$3.15M -$1.58M -141,245 -33%
UBS Group
12
UBS Group
Switzerland
$2.75M -$64.9K -5,798 -2%
TA
13
TFG Advisers
Michigan
$2.01M +$2.01M +179,276 New
CRC
14
Curi RMB Capital
Illinois
$1.78M +$1.5M +134,259 +538%
Stifel Financial
15
Stifel Financial
Missouri
$1.76M -$85.1K -7,613 -5%
WAM
16
Wolverine Asset Management
Illinois
$1.51M +$1.09M +97,392 +259%
PCM
17
Peak Capital Management
Colorado
$1.42M -$69.7K -6,222 -5%
AAM
18
Advisors Asset Management
Colorado
$1.2M -$54K -4,826 -4%
LCM
19
Landscape Capital Management
New Jersey
$1.06M +$918K +81,972 +647%
Ameriprise
20
Ameriprise
Minnesota
$998K -$9.38K -838 -0.9%
WCMNY
21
Westchester Capital Management (New York)
New York
$863K – – –
RJA
22
Raymond James & Associates
Florida
$686K -$161K -14,344 -19%
SFS
23
Shaker Financial Services
Virginia
$682K -$116K -10,342 -15%
COLIM
24
City of London Investment Management
United Kingdom
$666K – – –
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$631K +$631K +56,371 New
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