FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

43 hedge funds and large institutions have $69.4M invested in First Trust Senior Floating Rate Income Fund II in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
-2
Holders Change %
-4.44%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$1.82M
2
DA
2
Doliver Advisors
Texas
$674K
3
GI
3
Gradient Investments
Minnesota
$1.39M
4
U
4
UBS
Switzerland
$9.25M
5
RCM
5
Robinson Capital Management
Michigan
$1.82M

Top Sellers

1
BF
1
BOK Financial
Oklahoma
$6K
2
Bank of America
2
Bank of America
North Carolina
$25.9M
3
ARC
3
Absolute Return Capital
Massachusetts
$0
4
GC
4
Guggenheim Capital
Illinois
$2.36M
5
Invesco
5
Invesco
Georgia
$2.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$25.9M -$1.29M -90,032 -5%
U
2
UBS
Switzerland
$9.25M +$530K +37,073 +6%
Morgan Stanley
3
Morgan Stanley
New York
$4M +$470K +32,878 +13%
Wells Fargo
4
Wells Fargo
California
$3.98M -$132K -9,215 -3%
Invesco
5
Invesco
Georgia
$2.42M -$311K -21,790 -11%
GC
6
Guggenheim Capital
Illinois
$2.36M -$996K -69,748 -30%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.23M -$17.6K -1,231 -0.8%
TAM
8
Trust Asset Management
Texas
$2.13M -$59.6K -4,173 -3%
CA
9
Cornerstone Advisors
North Carolina
$1.82M +$1.2M +83,755 +193%
RCM
10
Robinson Capital Management
Michigan
$1.82M +$506K +36,612 +39%
RJA
11
Raymond James & Associates
Florida
$1.61M -$94.8K -6,631 -6%
LPL Financial
12
LPL Financial
California
$1.45M -$21.8K -1,528 -1%
CS
13
Credit Suisse
Switzerland
$1.45M -$95.3K -6,667 -6%
GI
14
Gradient Investments
Minnesota
$1.39M +$558K +39,015 +67%
JPMorgan Chase & Co
15
JPMorgan Chase & Co
New York
$1.22M – – –
Deutsche Bank
16
Deutsche Bank
Germany
$918K +$439K +30,765 +92%
HK
17
Horizon Kinetics
New York
$747K – – –
WAM
18
Wolverine Asset Management
Illinois
$704K +$299K +20,938 +74%
DA
19
Doliver Advisors
Texas
$674K +$674K +47,181 New
MIG
20
Mariner Investment Group
New York
$657K +$26.5K +1,855 +4%
Stifel Financial
21
Stifel Financial
Missouri
$607K +$57.5K +4,028 +10%
RIL
22
Rothschild Investment LLC
Illinois
$486K – – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$261K -$62.1K -4,351 -19%
LPC
24
Loeb Partners Corp
New York
$219K -$8.59K -600 -4%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$197K -$5.39K -377 -3%
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