FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

42 hedge funds and large institutions have $110M invested in First Trust Senior Floating Rate Income Fund II in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-4
Holders Change %
-8.7%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
4
Increased
14
Reduced
14
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FFA
1
First Foundation Advisors
California
$2.73M
2
Bank of America
2
Bank of America
North Carolina
$26.8M
3
Invesco
3
Invesco
Georgia
$8.1M
4
GI
4
Gradient Investments
Minnesota
$4.28M
5
GC
5
Guggenheim Capital
Illinois
$9M

Top Sellers

1
RVPG
1
Relative Value Partners Group
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$9.12M
3
Kovitz Investment Group Partners
3
Kovitz Investment Group Partners
Illinois
$0
4
Wells Fargo
4
Wells Fargo
California
$3.11M
5
YMRC
5
Yorktown Management & Research Company
Virginia
$1.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$26.8M +$1.47M +107,543 +6%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$18.2M – – –
Morgan Stanley
3
Morgan Stanley
New York
$9.12M -$1.84M -134,930 -17%
GC
4
Guggenheim Capital
Illinois
$9M +$430K +31,448 +5%
Invesco
5
Invesco
Georgia
$8.1M +$793K +58,023 +11%
UBS Group
6
UBS Group
Switzerland
$6.73M +$259K +18,952 +4%
GI
7
Gradient Investments
Minnesota
$4.28M +$533K +39,003 +14%
Wells Fargo
8
Wells Fargo
California
$3.11M -$432K -31,619 -12%
AAM
9
Advisors Asset Management
Colorado
$2.99M -$111K -8,086 -4%
FFA
10
First Foundation Advisors
California
$2.73M +$2.73M +199,354 New
BCC
11
Bain Capital Credit
Massachusetts
$2.63M +$2.63M +192,640 New
Stifel Financial
12
Stifel Financial
Missouri
$2.6M +$339K +24,867 +15%
KA
13
Klingman & Associates
New York
$1.9M -$11.3K -825 -0.6%
AFP
14
Ausdal Financial Partners
Iowa
$1.56M -$7.86K -575 -0.5%
Cohen & Steers
15
Cohen & Steers
New York
$1.45M – – –
LPL Financial
16
LPL Financial
California
$1.33M +$49.6K +3,644 +4%
YMRC
17
Yorktown Management & Research Company
Virginia
$1.2M -$410K -30,000 -25%
WCMNY
18
Westchester Capital Management (New York)
New York
$1.05M -$73.7K -5,388 -7%
RJA
19
Raymond James & Associates
Florida
$953K -$58.5K -4,277 -6%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$850K -$15.8K -1,154 -2%
JPMorgan Chase & Co
21
JPMorgan Chase & Co
New York
$806K -$363K -26,573 -31%
CA
22
Cetera Advisors
Colorado
$632K -$58K -4,238 -8%
CS
23
Credit Suisse
Switzerland
$494K – – –
Goldman Sachs
24
Goldman Sachs
New York
$399K -$60.2K -4,409 -13%
Citigroup
25
Citigroup
New York
$276K -$303K -22,098 -52%
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