FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

74 hedge funds and large institutions have $107M invested in First Trust Senior Floating Rate Income Fund II in 2023 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 26 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
74
Holders Change
-6
Holders Change %
-7.5%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
16
Reduced
26
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$12.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$16.4M
3
RVPG
3
Relative Value Partners Group
$4.3M
4
CCP
4
Clough Capital Partners
Massachusetts
$655K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$780K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
AC
2
Almitas Capital
California
$0
3
LSC
3
Logan Stone Capital
Illinois
$2.06M
4
LCM
4
Landscape Capital Management
New Jersey
$132K
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$10.4K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16.4M +$1.36M +137,038 +9%
LPL Financial
2
LPL Financial
California
$12.1M +$1.84M +185,980 +18%
Bank of America
3
Bank of America
North Carolina
$10.9M -$182K -18,335 -2%
EIA
4
Edgemoor Investment Advisors
Maryland
$7.85M -$126K -12,730 -2%
1CP
5
1607 Capital Partners
Virginia
$6.25M – – –
Invesco
6
Invesco
Georgia
$5.65M -$289K -29,195 -5%
COLIM
7
City of London Investment Management
United Kingdom
$4.93M – – –
GC
8
Guggenheim Capital
Illinois
$4.63M -$458K -46,273 -9%
RVPG
9
Relative Value Partners Group
$4.3M +$919K +92,856 +27%
AAM
10
Advisors Asset Management
Colorado
$2.77M +$594K +59,968 +27%
DADC
11
D.A. Davidson & Co
Montana
$2.7M -$12.7K -1,286 -0.5%
UBS Group
12
UBS Group
Switzerland
$2.14M -$218K -21,997 -9%
LSC
13
Logan Stone Capital
Illinois
$2.06M -$581K -58,725 -22%
TA
14
TFG Advisers
Michigan
$1.85M -$8.79K -888 -0.5%
WWM
15
Wagner Wealth Management
South Carolina
$1.82M -$92.9K -9,384 -5%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.73M -$505 -51 -0%
JRCM
17
Jones Road Capital Management
New York
$1.63M – – –
AA
18
AQR Arbitrage
Connecticut
$1.46M +$380K +38,376 +35%
MC
19
Matisse Capital
Oregon
$1.36M – – –
Stifel Financial
20
Stifel Financial
Missouri
$1.1M -$40.2K -4,059 -4%
SFS
21
Shaker Financial Services
Virginia
$1.06M -$345K -34,822 -25%
Ameriprise
22
Ameriprise
Minnesota
$984K +$104K +10,511 +12%
Osaic Holdings
23
Osaic Holdings
Arizona
$879K +$327 +33 +0%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$780K +$624K +63,047 +400%
Wells Fargo
25
Wells Fargo
California
$749K +$118K +11,898 +19%
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