FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

58 hedge funds and large institutions have $106M invested in First Trust Senior Floating Rate Income Fund II in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 22 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
–
Holders Change %
0%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
18
Reduced
22
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
EIA
Edgemoor Investment Advisors
Maryland
$7.66M
2
GC
Guggenheim Capital
Illinois
$4.72M
3
COLIM
City of London Investment Management
United Kingdom
$755K
4
WAM
Wolverine Asset Management
Illinois
$478K
5
DA
Doliver Advisors
Texas
$504K

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
$2.37M
2
Bank of America
Bank of America
North Carolina
$34.3M
3
NMC
Nine Masts Capital
Hong Kong
$0
4
Morgan Stanley
Morgan Stanley
New York
$5.37M
5
Invesco
Invesco
Georgia
$3.62M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$34.3M -$742K -58,367 -2%
RVPG
2
Relative Value Partners Group
$16.2M +$68.4K +5,473 +0.4%
EIA
3
Edgemoor Investment Advisors
Maryland
$7.66M +$2.78M +218,245 +57%
Morgan Stanley
4
Morgan Stanley
New York
$5.37M -$500K -39,335 -9%
GC
5
Guggenheim Capital
Illinois
$4.72M +$712K +55,994 +18%
GI
6
Gradient Investments
Minnesota
$4.28M -$233K -18,314 -5%
FFA
7
First Foundation Advisors
California
$3.77M +$67.4K +5,300 +2%
Invesco
8
Invesco
Georgia
$3.62M -$405K -31,818 -10%
UBS Group
9
UBS Group
Switzerland
$3.19M +$279K +21,895 +10%
CWM
10
Cornerstone Wealth Management
Missouri
$2.37M -$820K -10,901 -26%
Stifel Financial
11
Stifel Financial
Missouri
$2.1M -$58.2K -4,590 -3%
AAMU
12
Amundi Asset Management US
Massachusetts
$1.91M – – –
PCM
13
Peak Capital Management
Colorado
$1.64M -$162K -13,220 -9%
AAM
14
Advisors Asset Management
Colorado
$1.42M -$45.8K -3,605 -3%
AFP
15
Ausdal Financial Partners
Iowa
$1.2M -$43.2K -3,400 -3%
Ameriprise
16
Ameriprise
Minnesota
$1.14M +$15K +1,182 +1%
WCMNY
17
Westchester Capital Management (New York)
New York
$980K – – –
RJA
18
Raymond James & Associates
Florida
$962K -$11.1K -873 -1%
KA
19
Klingman & Associates
New York
$920K -$339K -26,684 -27%
SFS
20
Shaker Financial Services
Virginia
$906K +$224K +17,594 +33%
COLIM
21
City of London Investment Management
United Kingdom
$755K +$563K +44,357 +293%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$592K -$36K -2,834 -6%
Wells Fargo
23
Wells Fargo
California
$522K -$20.8K -1,637 -4%
DA
24
Doliver Advisors
Texas
$504K +$371K +29,157 +278%
WAM
25
Wolverine Asset Management
Illinois
$478K +$478K +37,635 New
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