FCT

First Trust Senior Floating Rate Income Fund II

44 hedge funds and large institutions have $66.8M invested in First Trust Senior Floating Rate Income Fund II in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+12
Holders Change %
+37.5%
% of All Funds
1.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
13
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$27M -$1.23M -85,000 -4%
U
2
UBS
Switzerland
$7.93M +$2.28M +156,930 +40%
Wells Fargo
3
Wells Fargo
California
$4.75M -$506K -34,879 -10%
GC
4
Guggenheim Capital
Illinois
$4.21M -$1.11M -76,647 -21%
Morgan Stanley
5
Morgan Stanley
New York
$3.74M -$125K -8,613 -3%
Invesco
6
Invesco
Georgia
$2.66M +$137K +9,450 +5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.28M -$24.3K -1,676 -1%
CS
8
Credit Suisse
Switzerland
$1.58M -$19.4K -1,337 -1%
LPL Financial
9
LPL Financial
California
$1.52M -$235K -16,234 -13%
RJA
10
Raymond James & Associates
Florida
$1.32M +$135K +9,318 +11%
JPMorgan Chase & Co
11
JPMorgan Chase & Co
New York
$1.24M +$1.24M +85,552 New
PP
12
Paloma Partners
Connecticut
$1.1M +$1.1M +76,091 New
ARC
13
Absolute Return Capital
Massachusetts
$1.02M +$61.4K +4,239 +6%
HK
14
Horizon Kinetics
New York
$766K
AI
15
Atria Investments
North Carolina
$689K +$118K +8,148 +21%
GI
16
Gradient Investments
Minnesota
$507K +$423K +29,168 +502%
RIL
17
Rothschild Investment LLC
Illinois
$493K +$493K +34,000 New
Deutsche Bank
18
Deutsche Bank
Germany
$486K -$343K -23,644 -41%
WAM
19
Weiss Asset Management
Massachusetts
$385K +$385K +26,583 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$378K -$60K -4,141 -14%
SG Americas Securities
21
SG Americas Securities
New York
$326K +$326K +22,499 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$290K -$20.8K -1,433 -7%
WAM
23
Wolverine Asset Management
Illinois
$286K +$63.6K +4,391 +29%
LPC
24
Loeb Partners Corp
New York
$260K
Citigroup
25
Citigroup
New York
$218K +$190K +13,147 +678%