Atria Investments’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Atria Investments’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-12,436	Closed	-$158K	–	919
2018 Q3	$158K	Sell	12,436 -3,715	-23%	-$47.3K	0.01%	948
2018 Q2	$208K	Buy	16,151 +1,367	+9%	+$17.8K	0.01%	901
2018 Q1	$196K	Sell	14,784 -107	-0.7%	-$1.38K	0.01%	828
2017 Q4	$192K	Sell	14,891 -10,975	-42%	-$143K	0.01%	777
2017 Q3	$349K	Buy	+25,866	New	+$345K	0.02%	558
2014 Q2	–	Sell	-18,269	Closed	-$264K	–	435
2014 Q1	$264K	Sell	18,269 -29,253	-62%	-$420K	0.03%	379
2013 Q4	$689K	Buy	47,522 +8,148	+21%	+$117K	0.07%	234
2013 Q3	$563K	Buy	39,374 +8,653	+28%	+$132K	0.06%	259
2013 Q2	$465K	Buy	+30,721	New	+$487K	0.06%	194

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Atria Investments's FCT Position: Q4 2018 in Review

Atria Investments sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q4 2018, closing a stake of 12,436 shares — an estimated $158K sold.

Atria Investments first reported a position in FCT in Q2 2013 and held it in 9 quarters. The position peaked at $689K in Q4 2013. 62 funds tracked by Wall St. Rank hold FCT as of Q4 2018.

Atria Investments reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q4 2018 after selling out during the quarter.
Atria Investments sold 12,436 First Trust Senior Floating Rate Income Fund II shares in Q4 2018, an estimated $158K.
Atria Investments first reported a position in First Trust Senior Floating Rate Income Fund II in Q2 2013 and held it in 9 quarters.
Atria Investments's First Trust Senior Floating Rate Income Fund II position peaked at $689K in Q4 2013.
62 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q4 2018.

Based on Atria Investments's 13F filing for Q4 2018, filed 12 Feb 2019.