FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

52 hedge funds and large institutions have $106M invested in First Trust Senior Floating Rate Income Fund II in 2018 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
-9
Holders Change %
-14.75%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
18
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
Relative Value Partners Group
$17.5M
2
EIA
Edgemoor Investment Advisors
Maryland
$2.63M
3
Morgan Stanley
Morgan Stanley
New York
$7.62M
4
GC
Guggenheim Capital
Illinois
$4.34M
5
Ameriprise
Ameriprise
Minnesota
$1.11M

Top Sellers

1
PCM
Peak Capital Management
Colorado
$0
2
Cohen & Steers
Cohen & Steers
New York
$0
3
WAM
Wolverine Asset Management
Illinois
$0
4
CRC
Curi RMB Capital
Illinois
$0
5
GI
Gradient Investments
Minnesota
$5.14M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$34.7M +$361K +27,258 +1%
RVPG
2
Relative Value Partners Group
$17.5M +$4.84M +365,817 +38%
Morgan Stanley
3
Morgan Stanley
New York
$7.62M +$1.71M +128,900 +29%
GI
4
Gradient Investments
Minnesota
$5.14M -$513K -38,787 -9%
Invesco
5
Invesco
Georgia
$4.76M -$93.9K -7,093 -2%
GC
6
Guggenheim Capital
Illinois
$4.34M +$862K +65,131 +25%
FFA
7
First Foundation Advisors
California
$4.33M -$89.1K -6,737 -2%
UBS Group
8
UBS Group
Switzerland
$2.9M -$101K -7,655 -3%
EIA
9
Edgemoor Investment Advisors
Maryland
$2.63M +$2.63M +198,895 New
Baillie Gifford & Co
10
Baillie Gifford & Co
United Kingdom
$2.43M – – –
Stifel Financial
11
Stifel Financial
Missouri
$2.25M -$175K -13,213 -7%
AAM
12
Advisors Asset Management
Colorado
$2.06M -$88.2K -6,761 -4%
AAMU
13
Amundi Asset Management US
Massachusetts
$1.99M – – –
KA
14
Klingman & Associates
New York
$1.35M -$56.2K -4,250 -4%
AFP
15
Ausdal Financial Partners
Iowa
$1.29M -$206K -15,600 -14%
RJA
16
Raymond James & Associates
Florida
$1.22M +$82.2K +6,210 +7%
Ameriprise
17
Ameriprise
Minnesota
$1.11M +$626K +47,345 +129%
WCMNY
18
Westchester Capital Management (New York)
New York
$1.02M – – –
AGA
19
Accuvest Global Advisors
Utah
$771K -$131K -9,942 -15%
Wells Fargo
20
Wells Fargo
California
$656K -$75.4K -5,698 -10%
MML Investors Services
21
MML Investors Services
Massachusetts
$581K +$205K +15,490 +54%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$557K +$75.3K +5,691 +16%
LPL Financial
23
LPL Financial
California
$447K -$105K -7,947 -19%
COLIM
24
City of London Investment Management
United Kingdom
$396K – – –
WCM
25
Whitener Capital Management
North Carolina
$391K +$391K +29,590 New
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