MML Investors Services’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

MML Investors Services’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-10,876	Closed	-$140K	–	1607
2018 Q2	$140K	Sell	10,876 -33,070	-75%	-$431K	﹤0.01%	1309
2018 Q1	$581K	Buy	43,946 +15,490	+54%	+$200K	0.01%	775
2017 Q4	$367K	Buy	+28,456	New	+$371K	0.01%	994

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CWM

Cornerstone Wealth Management St. Peters, Missouri $2B AUM 19.19% 1-Year Est. Return

MML Investors Services's FCT Position: Q3 2018 in Review

MML Investors Services sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q3 2018, closing a stake of 10,876 shares — an estimated $140K sold.

MML Investors Services first reported a position in FCT in Q4 2017 and held it in 3 quarters. The position peaked at $581K in Q1 2018. 58 funds tracked by Wall St. Rank hold FCT as of Q3 2018.

MML Investors Services reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q3 2018 after selling out during the quarter.
MML Investors Services sold 10,876 First Trust Senior Floating Rate Income Fund II shares in Q3 2018, an estimated $140K.
MML Investors Services first reported a position in First Trust Senior Floating Rate Income Fund II in Q4 2017 and held it in 3 quarters.
MML Investors Services's First Trust Senior Floating Rate Income Fund II position peaked at $581K in Q1 2018.
58 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q3 2018.

Based on MML Investors Services's 13F filing for Q3 2018, filed 7 Nov 2018.