FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

58 hedge funds and large institutions have $106M invested in First Trust Senior Floating Rate Income Fund II in 2018 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
+6
Holders Change %
+11.54%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
17
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CWM
Cornerstone Wealth Management
Missouri
$3.37M
2
EIA
Edgemoor Investment Advisors
Maryland
$4.94M
3
PCM
Peak Capital Management
Colorado
$1.88M
4
Bank of America
Bank of America
North Carolina
$35.4M
5
NMC
Nine Masts Capital
Hong Kong
$554K

Top Sellers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
$0
2
Morgan Stanley
Morgan Stanley
New York
$5.93M
3
AGA
Accuvest Global Advisors
Utah
$0
4
Invesco
Invesco
Georgia
$4.07M
5
AAM
Advisors Asset Management
Colorado
$1.49M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$35.4M +$1.74M +135,493 +5%
RVPG
2
Relative Value Partners Group
$16.6M -$441K -34,283 -3%
Morgan Stanley
3
Morgan Stanley
New York
$5.93M -$1.47M -114,172 -20%
EIA
4
Edgemoor Investment Advisors
Maryland
$4.94M +$2.38M +185,341 +93%
GI
5
Gradient Investments
Minnesota
$4.56M -$429K -33,414 -9%
Invesco
6
Invesco
Georgia
$4.07M -$557K -43,334 -12%
GC
7
Guggenheim Capital
Illinois
$4.05M -$163K -12,679 -4%
FFA
8
First Foundation Advisors
California
$3.74M -$463K -36,008 -11%
CWM
9
Cornerstone Wealth Management
Missouri
$3.37M +$3.37M +42,332 New
UBS Group
10
UBS Group
Switzerland
$2.94M +$128K +9,944 +5%
Stifel Financial
11
Stifel Financial
Missouri
$2.18M -$9.11K -708 -0.4%
AAMU
12
Amundi Asset Management US
Massachusetts
$1.93M – – –
PCM
13
Peak Capital Management
Colorado
$1.88M +$1.88M +146,599 New
AAM
14
Advisors Asset Management
Colorado
$1.49M -$544K -42,367 -27%
KA
15
Klingman & Associates
New York
$1.27M -$41.8K -3,250 -3%
AFP
16
Ausdal Financial Partners
Iowa
$1.26M – – –
Ameriprise
17
Ameriprise
Minnesota
$1.14M +$59.9K +4,661 +6%
WCMNY
18
Westchester Capital Management (New York)
New York
$990K – – –
RJA
19
Raymond James & Associates
Florida
$983K -$198K -15,406 -17%
SFS
20
Shaker Financial Services
Virginia
$689K +$550K +42,827 +396%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$635K +$93.8K +7,298 +17%
NMC
22
Nine Masts Capital
Hong Kong
$554K +$554K +43,100 New
Wells Fargo
23
Wells Fargo
California
$548K -$88.7K -6,906 -14%
WCM
24
Whitener Capital Management
North Carolina
$452K +$72.6K +5,660 +19%
LPL Financial
25
LPL Financial
California
$415K -$19.1K -1,489 -4%
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