We are live on ! Find out more
FCT

First Trust Senior Floating Rate Income Fund II

70 hedge funds and large institutions have $101M invested in First Trust Senior Floating Rate Income Fund II in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 28 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 14

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

9% more funds holding

Funds holding: 6470 (+6)

1.59% more ownership

Funds ownership: 30.77%32.36% (+1.6%)

4% more capital invested

Capital invested by funds: $97.7M → $101M (+$3.56M)

Holders
70
Holders Change
+6
Holders Change %
+9.38%
% of All Funds
1.08%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
28
Reduced
14
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$15.6M -$753K -62,699 -5%
GI
2
Gradient Investments
Minnesota
$11.7M +$172K +14,323 +2%
EIA
3
Edgemoor Investment Advisors
Maryland
$10.2M +$533K +44,335 +6%
Morgan Stanley
4
Morgan Stanley
New York
$9.98M -$5.4M -449,673 -35%
LPL Financial
5
LPL Financial
California
$8.88M +$1.65M +137,252 +23%
Invesco
6
Invesco
Georgia
$6.53M -$658K -54,739 -9%
UBS Group
7
UBS Group
Switzerland
$3.7M +$160K +13,284 +5%
Stifel Financial
8
Stifel Financial
Missouri
$3.06M -$12K -995 -0.4%
GC
9
Guggenheim Capital
Illinois
$2.67M +$761K +63,359 +40%
GA
10
GraniteShares Advisors
New York
$2.62M +$2.61M +217,273 New
TA
11
TFG Advisers
Michigan
$2.26M +$229K +19,040 +11%
DADC
12
D.A. Davidson & Co
Montana
$1.93M +$362K +30,170 +23%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.7M +$433K +36,068 +34%
Ameriprise
14
Ameriprise
Minnesota
$1.62M +$57.1K +4,754 +4%
SFS
15
Shaker Financial Services
Virginia
$1.56M +$1.09M +90,883 +238%
GMA
16
Glassy Mountain Advisors
Maryland
$1.45M +$1.45M +120,369 New
NA
17
NewEdge Advisors
Louisiana
$1.05M +$1.05M +87,253 New
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$1.01M +$19.5K +1,621 +2%
EW
19
Evoke Wealth
California
$1.01M +$781K +65,010 +350%
AAM
20
Advisors Asset Management
Colorado
$835K -$66.7K -5,549 -7%
Osaic Holdings
21
Osaic Holdings
Arizona
$802K +$39K +3,246 +5%
OC
22
Oppenheimer & Co
New York
$576K -$282K -23,513 -33%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$574K +$45.5K +3,784 +9%
VEA
24
Virtus ETF Advisers
New York
$564K -$5.96K -496 -1%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$561K +$168K +13,997 +43%

FCT Hedge Fund Activity: Q4 2021 in Review

70 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Floating Rate Income Fund II (FCT) for Q4 2021, worth a combined $101M — up 3.6% from $97.7M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FCT positions and 9 closed out — a net gain of 7 holders — while 28 added to existing stakes and 14 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.65M. The largest seller was Morgan Stanley, cutting an estimated $5.4M.

  • 70 institutional investors held First Trust Senior Floating Rate Income Fund II (FCT) as of Q4 2021, up from 64 in Q3 2021.
  • Funds reported $101M of First Trust Senior Floating Rate Income Fund II stock for Q4 2021, up 3.6% quarter-over-quarter.
  • 16 funds opened new First Trust Senior Floating Rate Income Fund II positions in Q4 2021 and 9 closed out, a net change of +7 holders.
  • The largest First Trust Senior Floating Rate Income Fund II buyer in Q4 2021 was LPL Financial, an estimated $1.65M added.
  • The largest First Trust Senior Floating Rate Income Fund II seller in Q4 2021 was Morgan Stanley, an estimated $5.4M sold.

Based on aggregated 13F filings for Q4 2021.