FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

63 hedge funds and large institutions have $101M invested in First Trust Senior Floating Rate Income Fund II in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
-5
Holders Change %
-7.35%
% of All Funds
1.11%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
25
Reduced
19
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$14.6M
2
LPL Financial
LPL Financial
California
$4.78M
3
Jane Street
Jane Street
New York
$2.22M
4
EIA
Edgemoor Investment Advisors
Maryland
$9.78M
5
Stifel Financial
Stifel Financial
Missouri
$2.17M

Top Sellers

1
SCM
Saba Capital Management
New York
$0
2
GI
Gradient Investments
Minnesota
$5.25M
3
RVPG
Relative Value Partners Group
$11.2M
4
CCP
Clough Capital Partners
Massachusetts
$200K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$22.6M +$218K +17,778 +1%
Morgan Stanley
2
Morgan Stanley
New York
$14.6M +$3.35M +272,895 +30%
RVPG
3
Relative Value Partners Group
$11.2M -$3.74M -304,780 -25%
EIA
4
Edgemoor Investment Advisors
Maryland
$9.78M +$504K +41,102 +5%
Invesco
5
Invesco
Georgia
$8.36M -$74.7K -6,093 -0.9%
GI
6
Gradient Investments
Minnesota
$5.25M -$6.28M -511,979 -54%
LPL Financial
7
LPL Financial
California
$4.78M +$2.95M +240,918 +162%
UBS Group
8
UBS Group
Switzerland
$3.24M -$185K -15,093 -5%
Jane Street
9
Jane Street
New York
$2.22M +$2.22M +180,880 New
Stifel Financial
10
Stifel Financial
Missouri
$2.17M +$348K +28,344 +19%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.08M +$71.8K +5,859 +4%
TA
12
TFG Advisers
Michigan
$1.97M -$8.52K -695 -0.4%
GC
13
Guggenheim Capital
Illinois
$1.7M +$85K +6,937 +5%
Ameriprise
14
Ameriprise
Minnesota
$1.07M +$286K +23,330 +37%
AAM
15
Advisors Asset Management
Colorado
$914K -$19.2K -1,568 -2%
OC
16
Oppenheimer & Co
New York
$897K +$188K +15,311 +26%
PAG
17
Private Advisor Group
New Jersey
$589K -$33.3K -2,714 -5%
FFA
18
First Foundation Advisors
California
$477K -$322K -26,262 -40%
Wells Fargo
19
Wells Fargo
California
$477K +$113K +9,200 +31%
BRWA
20
B. Riley Wealth Advisors
Florida
$459K -$18K -1,465 -4%
WMG
21
WESCAP Management Group
California
$455K +$89.5K +7,307 +24%
RJA
22
Raymond James & Associates
Florida
$446K -$75.6K -6,170 -14%
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$407K +$112K +9,108 +38%
MAFM
24
Mid Atlantic Financial Management
Pennsylvania
$405K +$161K +13,150 +66%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$394K +$20.4K +1,666 +5%
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