FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

52 hedge funds and large institutions have $97.7M invested in First Trust Senior Floating Rate Income Fund II in 2015 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+12
Holders Change %
+30%
% of All Funds
1.37%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
18
Increased
17
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WCMNY
1
Westchester Capital Management (New York)
New York
$3.59M
2
RVPG
2
Relative Value Partners Group
$2.53M
3
KA
3
Klingman & Associates
New York
$1.73M
4
GC
4
Guggenheim Capital
Illinois
$8.33M
5
Invesco
5
Invesco
Georgia
$4.59M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$19.1M
2
YMRC
2
Yorktown Management & Research Company
Virginia
$2.1M
3
M&T Bank
3
M&T Bank
New York
$0
4
HNB
4
Huntington National Bank
Ohio
$505K
5
PAG
5
Private Advisor Group
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$19.1M -$2.21M -179,184 -10%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$16.4M – – –
Morgan Stanley
3
Morgan Stanley
New York
$9.01M +$91K +7,371 +1%
GC
4
Guggenheim Capital
Illinois
$8.33M +$1.08M +87,063 +15%
Invesco
5
Invesco
Georgia
$4.59M +$786K +63,658 +21%
BCC
6
Bain Capital Credit
Massachusetts
$4.34M +$4.34M +351,761 New
WCMNY
7
Westchester Capital Management (New York)
New York
$3.59M +$3.55M +287,607 +10,375%
UBS Group
8
UBS Group
Switzerland
$3.36M +$81.4K +6,595 +2%
GI
9
Gradient Investments
Minnesota
$2.91M +$108K +8,726 +4%
TAM
10
Trust Asset Management
Texas
$2.77M +$2.77M +224,351 New
RVPG
11
Relative Value Partners Group
$2.53M +$2.39M +193,620 +1,733%
YMRC
12
Yorktown Management & Research Company
Virginia
$2.1M -$889K -72,000 -30%
Wells Fargo
13
Wells Fargo
California
$1.81M -$87.9K -7,122 -5%
KA
14
Klingman & Associates
New York
$1.73M +$1.73M +140,362 New
AAM
15
Advisors Asset Management
Colorado
$1.65M +$259K +20,973 +19%
AFP
16
Ausdal Financial Partners
Iowa
$1.42M +$1.42M +114,955 New
LPL Financial
17
LPL Financial
California
$1.42M +$772K +62,912 +120%
Stifel Financial
18
Stifel Financial
Missouri
$1.37M +$462K +37,408 +51%
Cohen & Steers
19
Cohen & Steers
New York
$1.2M – – –
JPMorgan Chase & Co
20
JPMorgan Chase & Co
New York
$1.06M – – –
CS
21
Credit Suisse
Switzerland
$950K -$49.4K -4,000 -5%
Citigroup
22
Citigroup
New York
$896K -$44.3K -3,588 -5%
RJA
23
Raymond James & Associates
Florida
$791K +$37.6K +3,042 +5%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$768K +$143K +11,596 +23%
CA
25
Cetera Advisors
Colorado
$641K -$26.1K -2,114 -4%
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