Klingman & Associates’s First Trust Senior Floating Rate Income Fund II FCT Stock Holding History

Klingman & Associates’s Portfolio FCT Stock Details FCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-72,316	Closed	-$920K	–	109
2018 Q3	$920K	Sell	72,316 -26,684	-27%	-$340K	0.19%	46
2018 Q2	$1.27M	Sell	99,000 -3,250	-3%	-$42.4K	0.27%	35
2018 Q1	$1.35M	Sell	102,250 -4,250	-4%	-$54.9K	0.3%	33
2017 Q4	$1.37M	Sell	106,500 -3,757	-3%	-$49K	0.3%	33
2017 Q3	$1.49M	Sell	110,257 -19,602	-15%	-$261K	0.37%	28
2017 Q2	$1.73M	Buy	129,859 +500	+0.4%	+$6.78K	0.46%	27
2017 Q1	$1.79M	Sell	129,359 -6,533	-5%	-$90.4K	0.5%	28
2016 Q4	$1.88M	Sell	135,892 -3,045	-2%	-$41.5K	0.57%	26
2016 Q3	$1.9M	Sell	138,937 -825	-0.6%	-$11.1K	0.57%	28
2016 Q2	$1.8M	Sell	139,762 -4,000	-3%	-$51.5K	0.58%	26
2016 Q1	$1.85M	Buy	143,762 +3,400	+2%	+$41.5K	0.66%	25
2015 Q4	$1.73M	Buy	+140,362	New	+$1.74M	0.65%	27
2015 Q3	–	Sell	-138,362	Closed	-$1.81M	–	26
2015 Q2	$1.82M	Hold	138,362	–	–	0.72%	24
2015 Q1	$1.91M	Sell	138,362 -1,500	-1%	-$20K	0.79%	22
2014 Q4	$1.82M	Buy	+139,862	New	+$1.83M	0.76%	23

Other funds holding FCT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

EIA

Edgemoor Investment Advisors Bethesda, Maryland $1.27B AUM 25.83% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Klingman & Associates's FCT Position: Q4 2018 in Review

Klingman & Associates sold out of First Trust Senior Floating Rate Income Fund II (FCT) in Q4 2018, closing a stake of 72,316 shares — an estimated $920K sold.

Klingman & Associates first reported a position in FCT in Q4 2014 and held it in 15 quarters. The position peaked at $1.91M in Q1 2015. 62 funds tracked by Wall St. Rank hold FCT as of Q4 2018.

Klingman & Associates reported no remaining First Trust Senior Floating Rate Income Fund II position as of Q4 2018 after selling out during the quarter.
Klingman & Associates sold 72,316 First Trust Senior Floating Rate Income Fund II shares in Q4 2018, an estimated $920K.
Klingman & Associates first reported a position in First Trust Senior Floating Rate Income Fund II in Q4 2014 and held it in 15 quarters.
Klingman & Associates's First Trust Senior Floating Rate Income Fund II position peaked at $1.91M in Q1 2015.
62 funds tracked by Wall St. Rank held First Trust Senior Floating Rate Income Fund II as of Q4 2018.

Based on Klingman & Associates's 13F filing for Q4 2018, filed 28 Jan 2019.