FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

46 hedge funds and large institutions have $102M invested in First Trust Senior Floating Rate Income Fund II in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-3
Holders Change %
-6.12%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
15
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$23.8M
2
UBS Group
2
UBS Group
Switzerland
$6.08M
3
Invesco
3
Invesco
Georgia
$6.87M
4
Wells Fargo
4
Wells Fargo
California
$3.33M
5
GI
5
Gradient Investments
Minnesota
$3.53M

Top Sellers

1
WCMNY
1
Westchester Capital Management (New York)
New York
$1.05M
2
HNB
2
Huntington National Bank
Ohio
$0
3
LPL Financial
3
LPL Financial
California
$1.22M
4
TAM
4
Trust Asset Management
Texas
$0
5
YMRC
5
Yorktown Management & Research Company
Virginia
$1.52M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$23.8M +$1.31M +102,238 +6%
Baillie Gifford & Co
2
Baillie Gifford & Co
United Kingdom
$17.1M – – –
Morgan Stanley
3
Morgan Stanley
New York
$10.3M +$400K +31,144 +4%
GC
4
Guggenheim Capital
Illinois
$8.05M -$498K -38,781 -6%
Invesco
5
Invesco
Georgia
$6.87M +$957K +74,456 +16%
UBS Group
6
UBS Group
Switzerland
$6.08M +$1.29M +100,057 +27%
GI
7
Gradient Investments
Minnesota
$3.53M +$524K +40,754 +17%
Wells Fargo
8
Wells Fargo
California
$3.33M +$600K +46,717 +22%
AAM
9
Advisors Asset Management
Colorado
$2.92M +$188K +14,654 +7%
RVPG
10
Relative Value Partners Group
$2.42M -$78.5K -6,173 -3%
Stifel Financial
11
Stifel Financial
Missouri
$2.13M +$175K +13,600 +9%
KA
12
Klingman & Associates
New York
$1.8M -$51.4K -4,000 -3%
YMRC
13
Yorktown Management & Research Company
Virginia
$1.52M -$669K -52,100 -31%
AFP
14
Ausdal Financial Partners
Iowa
$1.47M – – –
Cohen & Steers
15
Cohen & Steers
New York
$1.37M +$116K +9,063 +9%
LPL Financial
16
LPL Financial
California
$1.22M -$888K -68,636 -42%
JPMorgan Chase & Co
17
JPMorgan Chase & Co
New York
$1.1M – – –
WCMNY
18
Westchester Capital Management (New York)
New York
$1.05M -$2.56M -199,404 -71%
RJA
19
Raymond James & Associates
Florida
$951K +$181K +14,102 +24%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$814K +$32.3K +2,515 +4%
CA
21
Cetera Advisors
Colorado
$650K -$11.8K -918 -2%
Kovitz Investment Group Partners
22
Kovitz Investment Group Partners
Illinois
$568K -$89.4K -6,960 -14%
Citigroup
23
Citigroup
New York
$543K -$264K -20,517 -33%
CS
24
Credit Suisse
Switzerland
$464K – – –
Goldman Sachs
25
Goldman Sachs
New York
$432K +$1.47K +114 +0.3%
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