We are live on !
Find out more
Klingman & Associates Portfolio holdings
AUM
$2.41B
Turnover
25.11%
1-Year Est. Return
15.13%
This Fund
S&P 500
This Quarter Est. Return
-0.01%
1 Year Est. Return
+15.13%
3 Year Est. Return
+64.93%
5 Year Est. Return
+60.65%
10 Year Est. Return
+171.45%
AUM
$2.41B
AUM Growth
+$56.5M
(+2.4%)
Cap. Flow
+$71.9M
Cap. Flow % of AUM
Cap. Flow %
2.99%
Top 10 Holdings %
Top 10 Hldgs %
52.74%
Holding
442
New
92
Increased
193
Reduced
85
Closed
19
Avg Time Held
3.5
years
Top 10 Avg Time Held
6.7
years
Top 20 Avg Time Held
5.4
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$11M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$5.76M |
| 3 |
Vanguard Core Tax-Exempt Bond ETF
VCRM
|
+$5.3M |
| 4 |
iShares iBonds Dec 2033 Term Corporate ETF
IBDY
|
+$4.5M |
| 5 |
iShares iBonds Dec 2032 Term Corporate ETF
IBDX
|
+$3.97M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Citizens Financial Group
CFG
|
+$12.8M |
| 2 |
JPMorgan Chase
JPM
|
+$2.17M |
| 3 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$2.02M |
| 4 |
Datadog
DDOG
|
+$1.52M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$1.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 82.01% |
| 2 | Technology | 8.25% |
| 3 | Financials | 2.56% |
| 4 | Consumer Discretionary | 1.57% |
| 5 | Communication Services | 1.26% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
|
1
iShares Core S&P 500 ETF
IVV
$887B
| $412M | 17.14% |
538,277
+7,546
| +1% | +$5.76M |
2014 Q4
47 quarters
|
|
|
2
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.6B
| $139M | 5.8% |
2,832,668
+221,078
| +8% | +$11M |
2014 Q4
47 quarters
|
|
3
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $117M | 4.85% |
1,621,259
+17,090
| +1% | +$1.29M |
2014 Q4
47 quarters
|
|
4
iShares Core MSCI EAFE ETF
IEFA
$190B
| $100M | 4.15% |
1,030,279
+28,099
| +3% | +$2.77M |
2020 Q1
26 quarters
|
|
5
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $91.8M | 3.82% |
1,299,966
+54,242
| +4% | +$3.89M |
2016 Q1
42 quarters
|
|
6
Apple
AAPL
$4.95T
| $88.7M | 3.69% |
266,288
+2,311
| +0.9% | +$742K |
2014 Q4
47 quarters
|
|
7
State Street SPDR S&P 500 ETF Trust
SPY
$820B
| $87.5M | 3.64% |
114,733
-123
| -0.1% | -$93.4K |
2014 Q4
47 quarters
|
|
8
iShares Core S&P Small-Cap ETF
IJR
$103B
| $82.2M | 3.42% |
604,407
+7,596
| +1% | +$1.1M |
2014 Q4
47 quarters
|
|
9
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$56B
| $78.9M | 3.28% |
641,440
-5,401
| -0.8% | -$648K |
2020 Q1
26 quarters
|
|
10
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$38.1B
| $71.4M | 2.97% |
1,167,623
-5,903
| -0.5% | -$369K |
2020 Q1
26 quarters
|
|
11
Vanguard FTSE Emerging Markets ETF
VWO
$123B
| $58.3M | 2.42% |
982,750
-1,588
| -0.2% | -$94.8K |
2014 Q4
47 quarters
|
|
12
Invesco S&P 500 Revenue ETF
RWL
$10.2B
| $47.3M | 1.97% |
367,583
+14,024
| +4% | +$1.85M |
2015 Q3
44 quarters
|
|
13
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
| $41.5M | 1.73% |
511,853
+10,835
| +2% | +$872K |
2019 Q4
27 quarters
|
|
14
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$3.99B
| $39.6M | 1.65% |
1,746,723
+124,279
| +8% | +$2.86M |
2022 Q2
17 quarters
|
|
15
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.36B
| $38.9M | 1.62% |
1,838,301
+122,724
| +7% | +$2.64M |
2023 Q2
13 quarters
|
|
16
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
$2.64B
| $38.1M | 1.58% |
1,898,606
+132,042
| +7% | +$2.71M |
2023 Q2
13 quarters
|
|
17
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
| $33.8M | 1.41% |
346,991
-7,851
| -2% | -$778K |
2014 Q4
47 quarters
|
|
18
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.11B
| $33.5M | 1.39% |
1,343,195
+48,308
| +4% | +$1.21M |
2022 Q2
17 quarters
|
|
19
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
| $33.2M | 1.38% |
610,759
-3,394
| -0.6% | -$188K |
2014 Q4
47 quarters
|
|
|
20
iShares iBonds Dec 2032 Term Corporate ETF
IBDX
$1.77B
| $32.2M | 1.34% |
1,335,882
+160,436
| +14% | +$3.97M |
2025 Q1
6 quarters
|
|
21
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
| $31M | 1.29% |
296,571
-984
| -0.3% | -$107K |
2019 Q1
30 quarters
|
|
22
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
| $30M | 1.25% |
339,231
-1,307
| -0.4% | -$123K |
2019 Q1
30 quarters
|
|
23
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.75B
| $28.5M | 1.18% |
278,792
-1,117
| -0.4% | -$121K |
2018 Q3
32 quarters
|
|
24
State Street SPDR S&P Dividend ETF
SDY
$21.7B
| $27.2M | 1.13% |
185,632
-1,700
| -0.9% | -$263K |
2014 Q4
47 quarters
|
|
25
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.8B
| $27.1M | 1.12% |
41,195
-293
| -0.7% | -$202K |
2014 Q4
47 quarters
|
|
Similar funds
Klingman & Associates's Q3 2026 Portfolio in Review
As of Q3 2026, Klingman & Associates held 442 positions worth $2.41B, up 2.4% from $2.35B the previous quarter. Its ten largest holdings account for 53% of the portfolio.
Klingman & Associates's Q3 2026 filing shows 92 new, 193 increased, 85 reduced and 19 closed positions. Its largest new stake was Vanguard Core Tax-Exempt Bond ETF: 71,106 shares worth $5.09M. The largest sale was Citizens Financial Group, an estimated $12.8M.
By sector, the portfolio is most concentrated in Miscellaneous at 82% of assets, down from 83% a quarter earlier, followed by Technology and Financials.
- Klingman & Associates's largest Q3 2026 buy was Vanguard Core Tax-Exempt Bond ETF: 71,106 shares worth $5.09M.
- Klingman & Associates added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2026, an estimated $11M increase.
- Klingman & Associates's biggest Q3 2026 reduction was Citizens Financial Group, cutting an estimated $12.8M.
- Klingman & Associates fully exited iShares Short Maturity Bond ETF in Q3 2026, selling an estimated $1.3M.
- Klingman & Associates's ten largest holdings make up 53% of its $2.41B portfolio in Q3 2026.
- Klingman & Associates opened 92 new positions and closed 19 in Q3 2026.
- Klingman & Associates's portfolio value rose 2.4% quarter-over-quarter to $2.41B.
Based on Klingman & Associates's 13F filing for Q3 2026, filed 20 Oct 2026.