Klingman & Associates’s Citizens Financial Group CFG Stock Holding History

Klingman & Associates’s Portfolio CFG Stock Details CFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$14.6M	Sell	228,285 -181,627	-44%	-$12.8M	0.61%	33
2026 Q2	$28.7M	Sell	409,912 -46,966	-10%	-$3.03M	1.22%	25
2026 Q1	$27.4M	Buy	456,878 +29,861	+7%	+$1.84M	1.31%	23
2025 Q4	$24.9M	Sell	427,017 -20,120	-4%	-$1.08M	1.2%	25
2025 Q3	$23.8M	Buy	447,137 +56	+0%	+$2.79K	1.2%	26
2025 Q2	$20M	Sell	447,081 -117	-0%	-$4.6K	1.1%	26
2025 Q1	$18.3M	Buy	447,198 +37,574	+9%	+$1.68M	1.12%	26
2024 Q4	$17.9M	Sell	409,624 -11,097	-3%	-$491K	1.1%	27
2024 Q3	$17.3M	Sell	420,721 -40	-0%	-$1.62K	1.07%	26
2024 Q2	$15.2M	Buy	420,761 +40	+0%	+$1.4K	1.02%	27
2024 Q1	$15.3M	Buy	420,721 +89,052	+27%	+$2.92M	1.06%	27
2023 Q4	$11M	Buy	331,669 +115	+0%	+$3.16K	0.81%	30
2023 Q3	$8.89M	Sell	331,554 -4,814	-1%	-$138K	0.72%	31
2023 Q2	$8.77M	Buy	336,368 +4,899	+1%	+$135K	0.71%	31
2023 Q1	$10.1M	Buy	331,469 +14,444	+5%	+$566K	0.87%	29
2022 Q4	$12.5M	Sell	317,025 -5,733	-2%	-$224K	1.09%	29
2022 Q3	$11.1M	Sell	322,758 -35	-0%	-$1.3K	1.09%	28
2022 Q2	$11.5M	Buy	322,793 +50	+0%	+$1.97K	1.13%	27
2022 Q1	$14.6M	Buy	322,743 +36,379	+13%	+$1.87M	1.24%	23
2021 Q4	$13.5M	Sell	286,364 -8	-0%	-$385	1.16%	24
2021 Q3	$13.5M	Sell	286,372 -33	-0%	-$1.45K	1.26%	23
2021 Q2	$13.1M	Hold	286,405	–	–	1.26%	24
2021 Q1	$12.6M	Buy	286,405 +140,427	+96%	+$5.84M	1.31%	23
2020 Q4	$5.22M	Hold	145,978	–	–	0.6%	28
2020 Q3	$3.69M	Buy	145,978 +390	+0.3%	+$9.9K	0.5%	33
2020 Q2	$3.68M	Buy	145,588 +65,588	+82%	+$1.49M	0.56%	32
2020 Q1	$1.5M	Hold	80,000	–	–	0.31%	42
2019 Q4	$3.25M	Hold	80,000	–	–	0.53%	31
2019 Q3	$2.83M	Hold	80,000	–	–	0.51%	30
2019 Q2	$2.83M	Hold	80,000	–	–	0.53%	31
2019 Q1	$2.6M	Hold	80,000	–	–	0.51%	31
2018 Q4	$2.38M	Hold	80,000	–	–	0.54%	30
2018 Q3	$3.09M	Hold	80,000	–	–	0.63%	26
2018 Q2	$3.11M	Hold	80,000	–	–	0.67%	24
2018 Q1	$3.36M	Sell	80,000 -36,976	-32%	-$1.66M	0.75%	22
2017 Q4	$4.91M	Sell	116,976 -25,000	-18%	-$978K	1.07%	20
2017 Q3	$5.38M	Hold	141,976	–	–	1.32%	16
2017 Q2	$5.07M	Hold	141,976	–	–	1.35%	17
2017 Q1	$4.9M	Buy	141,976 +57,476	+68%	+$2.1M	1.36%	19
2016 Q4	$3.01M	Hold	84,500	–	–	0.91%	21
2016 Q3	$2.09M	Hold	84,500	–	–	0.63%	26
2016 Q2	$1.69M	Hold	84,500	–	–	0.55%	29
2016 Q1	$1.77M	Hold	84,500	–	–	0.63%	28
2015 Q4	$2.21M	Buy	84,500 +80,000	+1,778%	+$2.01M	0.83%	24
2015 Q3	$107K	Hold	4,500	–	–	0.04%	151
2015 Q2	$123K	Hold	4,500	–	–	0.05%	115
2015 Q1	$109K	Hold	4,500	–	–	0.04%	122
2014 Q4	$111K	Buy	+4,500	New	+$107K	0.05%	120

Other funds holding CFG

Ninety One (UK) London, United Kingdom $45.5B AUM 15.2% 1-Year Est. Return

Artemis Investment Management Edinburgh, United Kingdom $11.5B AUM 61.77% 1-Year Est. Return

Assenagon Asset Management Senningerberg, Luxembourg $103B AUM 40.17% 1-Year Est. Return

Valley Wealth Managers Paramus, New Jersey $1.76B AUM 33.82% 1-Year Est. Return

Old National Bancorp Evansville, Indiana $5.07B AUM 22.07% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

Ninety One Cape Town, South Africa $2B AUM 34.6% 1-Year Est. Return

ASR Vermogensbeheer Utrecht, Netherlands $10.1B AUM 30.4% 1-Year Est. Return

Fjarde Ap-fonden Stockholm, Sweden $19.4B AUM 31.69% 1-Year Est. Return

Klingman & Associates's CFG Position: Q3 2026 in Review

Klingman & Associates reduced its Citizens Financial Group (CFG) stake by 44% in Q3 2026, selling an estimated $12.8M and leaving 228,285 shares worth $14.6M. The position accounts for 0.61% of the portfolio, ranked #33.

Klingman & Associates first reported a position in CFG in Q4 2014 and has held it in 48 quarters since. The position peaked at $28.7M in Q2 2026. 196 funds tracked by Wall St. Rank hold CFG as of Q3 2026.

Klingman & Associates held 228,285 shares of Citizens Financial Group worth $14.6M as of Q3 2026.
Klingman & Associates sold 181,627 Citizens Financial Group shares in Q3 2026, an estimated $12.8M.
Citizens Financial Group made up 0.61% of Klingman & Associates's portfolio in Q3 2026, its #33 holding.
Klingman & Associates first reported a position in Citizens Financial Group in Q4 2014 and has held it in 48 quarters since.
Klingman & Associates's Citizens Financial Group position peaked at $28.7M in Q2 2026.
196 funds tracked by Wall St. Rank held Citizens Financial Group as of Q3 2026.

Based on Klingman & Associates's 13F filing for Q3 2026, filed 20 Oct 2026.