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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$34.7M 14.27%
168,184
-932
-0.6% -$192K
AMJ
2
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$21M 8.64%
490,948
-202
-0% -$8.91K
SDY icon
3
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$20.3M 8.35%
259,849
-400
-0.2% -$31.4K
MLPN
4
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$17.6M 7.23%
578,947
+22,775
+4% +$709K
IVV icon
5
iShares Core S&P 500 ETF
IVV
$876B
$16.7M 6.85%
80,199
+11,001
+16% +$2.29M
PRF icon
6
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$13.8M 5.66%
754,310
+82,445
+12% +$1.5M
MDY icon
7
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$13.1M 5.39%
47,329
-703
-1% -$189K
IDV icon
8
iShares International Select Dividend ETF
IDV
$8.25B
$10.1M 4.16%
300,751
+3,290
+1% +$113K
VNQ icon
9
Vanguard Real Estate ETF
VNQ
$39.9B
$6.95M 2.86%
82,411
-723
-0.9% -$61.4K
SPLV icon
10
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$5.16M 2.12%
135,917
+12,412
+10% +$473K
CEM
11
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.12M 2.11%
41,049
+9,880
+32% +$1.27M
IJH icon
12
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.89M 1.6%
128,000
+27,830
+28% +$823K
DVY icon
13
iShares Select Dividend ETF
DVY
$24B
$3.75M 1.54%
48,095
– –
IJR icon
14
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.67M 1.1%
45,328
+4,896
+12% +$281K
IWM icon
15
iShares Russell 2000 ETF
IWM
$80.9B
$2.58M 1.06%
20,775
– –
VTI icon
16
Vanguard Total Stock Market ETF
VTI
$654B
$2.57M 1.06%
24,000
– –
ENH
17
DELISTED
Endurance Specialty Holdings Ltd
ENH
$2.47M 1.02%
40,426
– –
HDV
18
iShares Core High Dividend ETF
HDV
$14.4B
$2.38M 0.98%
158,975
+1,550
+1% +$23.7K
VEU icon
19
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.05M 0.84%
42,126
+8,702
+26% +$418K
EFA icon
20
iShares MSCI EAFE ETF
EFA
$76.4B
$2.03M 0.83%
31,637
– –
DBC icon
21
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$1.97M 0.81%
115,553
+10,087
+10% +$178K
FCT
22
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.91M 0.79%
138,362
-1,500
-1% -$20K
PFF icon
23
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.86M 0.77%
46,436
+501
+1% +$20K
RY icon
24
Royal Bank of Canada
RY
$291B
$1.6M 0.66%
26,550
-2,450
-8% -$151K
JPM icon
25
JPMorgan Chase
JPM
$939B
$1.36M 0.56%
22,428
– –
1
2 3 4 5

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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.