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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17.4M
Cap. Flow %
6.84%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.78M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.59M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.25M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$794K

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$798K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$298K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$116K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$88K

Sector Composition

Rank Sector Weight
1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$34.3M 13.5%
166,768
-1,416
-0.8% -$298K
IVV icon
2
iShares Core S&P 500 ETF
IVV
$886B
$23.3M 9.15%
112,204
+32,005
+40% +$6.78M
SDY icon
3
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$19.7M 7.75%
258,489
-1,360
-0.5% -$107K
AMJ
4
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$19.5M 7.69%
493,537
+2,589
+0.5% +$112K
MLPN
5
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$16.9M 6.67%
598,257
+19,310
+3% +$594K
PRF icon
6
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$14.9M 5.86%
821,730
+67,420
+9% +$1.25M
MDY icon
7
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$12.9M 5.06%
47,072
-257
-0.5% -$71.4K
IDV icon
8
iShares International Select Dividend ETF
IDV
$8.3B
$9.83M 3.87%
304,160
+3,409
+1% +$117K
VNQ icon
9
Vanguard Real Estate ETF
VNQ
$39.2B
$6.33M 2.49%
84,724
+2,313
+3% +$185K
CEM
10
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.5M 2.16%
47,248
+6,199
+15% +$784K
SPLV icon
11
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$4.98M 1.96%
135,917
– –
IJH icon
12
iShares Core S&P Mid-Cap ETF
IJH
$123B
$4.95M 1.95%
165,015
+37,015
+29% +$1.13M
TIP icon
13
iShares TIPS Bond ETF
TIP
$14.5B
$3.84M 1.51%
34,261
+22,919
+202% +$2.59M
DVY icon
14
iShares Select Dividend ETF
DVY
$23.8B
$3.61M 1.42%
48,095
– –
IJR icon
15
iShares Core S&P Small-Cap ETF
IJR
$110B
$3.22M 1.27%
54,576
+9,248
+20% +$547K
ENH
16
DELISTED
Endurance Specialty Holdings Ltd
ENH
$2.66M 1.04%
40,426
– –
VTI icon
17
Vanguard Total Stock Market ETF
VTI
$661B
$2.57M 1.01%
24,000
– –
IWM icon
18
iShares Russell 2000 ETF
IWM
$81.6B
$2.55M 1%
20,445
-330
-2% -$41.2K
VEU icon
19
Vanguard FTSE All-World ex-US ETF
VEU
$66.5B
$2.53M 1%
52,126
+10,000
+24% +$507K
HDV
20
iShares Core High Dividend ETF
HDV
$14.2B
$2.27M 0.89%
154,475
-4,500
-3% -$68.8K
DBC icon
21
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$2.03M 0.8%
112,726
-2,827
-2% -$50.4K
EFA icon
22
iShares MSCI EAFE ETF
EFA
$77.1B
$2M 0.79%
31,547
-90
-0.3% -$5.99K
EFAV icon
23
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.91M 0.75%
29,190
+11,700
+67% +$794K
FCT
24
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$1.82M 0.72%
138,362
– –
PFF icon
25
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.79M 0.7%
45,596
-840
-2% -$33.3K
1
2 3 4 5

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Klingman & Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Klingman & Associates held 420 positions worth $254M, up 4.5% from $243M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $17.4M of net new capital in Q2 2015, opening 44 new positions and adding to 67 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 5,335 shares worth $619K.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $798K trimmed.

  • Klingman & Associates's largest Q2 2015 buy was iShares Russell 1000 ETF: 5,335 shares worth $619K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $6.78M increase.
  • Klingman & Associates's biggest Q2 2015 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $798K.
  • Klingman & Associates fully exited State Street SPDR S&P International Dividend ETF in Q2 2015, selling an estimated $88K.
  • Klingman & Associates's ten largest holdings make up 64% of its $254M portfolio in Q2 2015.
  • Klingman & Associates opened 44 new positions and closed 9 in Q2 2015.
  • Klingman & Associates's portfolio value rose 4.5% quarter-over-quarter to $254M.

Based on Klingman & Associates's 13F filing for Q2 2015, filed 9 Feb 2016.