KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
-2.24%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$254M
AUM Growth
+$254M
Cap. Flow
+$17M
Cap. Flow %
6.69%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
70
Reduced
27
Closed
9

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$6.63M
2
TIP icon
iShares TIPS Bond ETF
TIP
$2.57M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$1.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$1.11M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$764K

Top Sells

1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
$776K
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$291K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$112K
4
SDY icon
SPDR S&P Dividend ETF
SDY
$104K
5
DWX icon
SPDR S&P International Dividend ETF
DWX
$88K

Sector Composition

1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$658B
$34.3M 13.5% 166,768 -1,416 -0.8% -$291K
IVV icon
2
iShares Core S&P 500 ETF
IVV
$662B
$23.3M 9.15% 112,204 +32,005 +40% +$6.63M
SDY icon
3
SPDR S&P Dividend ETF
SDY
$20.6B
$19.7M 7.75% 258,489 -1,360 -0.5% -$104K
AMJ
4
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$19.5M 7.69% 493,537 +2,589 +0.5% +$103K
MLPN
5
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$16.9M 6.67% 598,257 +19,310 +3% +$547K
PRF icon
6
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$14.9M 5.86% 164,346 +13,484 +9% +$1.22M
MDY icon
7
SPDR S&P MidCap 400 ETF Trust
MDY
$23.7B
$12.9M 5.06% 47,072 -257 -0.5% -$70.2K
IDV icon
8
iShares International Select Dividend ETF
IDV
$5.77B
$9.83M 3.87% 304,160 +3,409 +1% +$110K
VNQ icon
9
Vanguard Real Estate ETF
VNQ
$34.6B
$6.33M 2.49% 84,724 +2,313 +3% +$173K
CEM
10
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.5M 2.16% 236,241 +30,995 +15% +$721K
SPLV icon
11
Invesco S&P 500 Low Volatility ETF
SPLV
$8B
$4.98M 1.96% 135,917 – –
IJH icon
12
iShares Core S&P Mid-Cap ETF
IJH
$100B
$4.95M 1.95% 33,003 +7,403 +29% +$1.11M
TIP icon
13
iShares TIPS Bond ETF
TIP
$13.6B
$3.84M 1.51% 34,261 +22,919 +202% +$2.57M
DVY icon
14
iShares Select Dividend ETF
DVY
$20.8B
$3.61M 1.42% 48,095 – –
IJR icon
15
iShares Core S&P Small-Cap ETF
IJR
$85.2B
$3.22M 1.27% 27,288 +4,624 +20% +$545K
ENH
16
DELISTED
Endurance Specialty Holdings Ltd
ENH
$2.66M 1.04% 40,426 – –
VTI icon
17
Vanguard Total Stock Market ETF
VTI
$526B
$2.57M 1.01% 24,000 – –
IWM icon
18
iShares Russell 2000 ETF
IWM
$67B
$2.55M 1% 20,445 -330 -2% -$41.2K
VEU icon
19
Vanguard FTSE All-World ex-US ETF
VEU
$48.6B
$2.53M 1% 52,126 +10,000 +24% +$486K
HDV icon
20
iShares Core High Dividend ETF
HDV
$11.7B
$2.27M 0.89% 30,895 -900 -3% -$66.2K
DBC icon
21
Invesco DB Commodity Index Tracking Fund
DBC
$1.27B
$2.03M 0.8% 112,726 -2,827 -2% -$50.9K
EFA icon
22
iShares MSCI EAFE ETF
EFA
$66B
$2M 0.79% 31,547 -90 -0.3% -$5.71K
EFAV icon
23
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.39B
$1.91M 0.75% 29,190 +11,700 +67% +$764K
FCT
24
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$1.82M 0.72% 138,362 – –
PFF icon
25
iShares Preferred and Income Securities ETF
PFF
$14.4B
$1.79M 0.7% 45,596 -840 -2% -$32.9K
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