KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$41M 12.45% 182,299 +11,727 +7% +$2.64M
SPY icon
2
SPDR S&P 500 ETF Trust
SPY
$658B
$32.8M 9.96% 146,809 -8,100 -5% -$1.81M
AMJ
3
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$28.1M 8.54% 890,137 -5,254 -0.6% -$166K
IJH icon
4
iShares Core S&P Mid-Cap ETF
IJH
$100B
$21.4M 6.5% 129,477 +24,943 +24% +$4.12M
MLPI
5
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M 6.4% +742,074 New +$21.1M
SDY icon
6
SPDR S&P Dividend ETF
SDY
$20.6B
$20.9M 6.35% 244,352 -7,779 -3% -$666K
PRF icon
7
Invesco FTSE RAFI US 1000 ETF
PRF
$8.08B
$19.4M 5.89% 194,935 +6,492 +3% +$646K
MDY icon
8
SPDR S&P MidCap 400 ETF Trust
MDY
$23.7B
$15.9M 4.82% 52,660 -3,438 -6% -$1.04M
TIP icon
9
iShares TIPS Bond ETF
TIP
$13.6B
$13.6M 4.12% 119,969 -20,173 -14% -$2.28M
IJR icon
10
iShares Core S&P Small-Cap ETF
IJR
$85.2B
$11.2M 3.4% 81,558 +13,196 +19% +$1.81M
IDV icon
11
iShares International Select Dividend ETF
IDV
$5.77B
$8M 2.43% 270,532 -12,727 -4% -$376K
VNQ icon
12
Vanguard Real Estate ETF
VNQ
$34.6B
$5.56M 1.69% 67,364 -48 -0.1% -$3.96K
IWM icon
13
iShares Russell 2000 ETF
IWM
$67B
$5.25M 1.59% 38,914 -158 -0.4% -$21.3K
VTIP icon
14
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$15.7B
$5.08M 1.54% 103,336 +32,035 +45% +$1.57M
RWL icon
15
Invesco S&P 500 Revenue ETF
RWL
$6.27B
$5.08M 1.54% 116,916 -3,056 -3% -$133K
PJT icon
16
PJT Partners
PJT
$4.35B
$5.05M 1.53% 163,398 +3,398 +2% +$105K
NEAR icon
17
iShares Short Maturity Bond ETF
NEAR
$3.52B
$4.8M 1.46% 95,564 +10,213 +12% +$512K
SPLV icon
18
Invesco S&P 500 Low Volatility ETF
SPLV
$8B
$4.73M 1.43% 113,657 – –
USMV icon
19
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$4.45M 1.35% 98,500 -2,385 -2% -$108K
DVY icon
20
iShares Select Dividend ETF
DVY
$20.8B
$4.19M 1.27% 47,342 -329 -0.7% -$29.1K
CFG icon
21
Citizens Financial Group
CFG
$22.6B
$3.01M 0.91% 84,500 – –
EFA icon
22
iShares MSCI EAFE ETF
EFA
$66B
$2.92M 0.89% 50,520 +3,650 +8% +$211K
IWB icon
23
iShares Russell 1000 ETF
IWB
$43.2B
$2.69M 0.82% 21,633 +320 +2% +$39.8K
VRP icon
24
Invesco Variable Rate Preferred ETF
VRP
$2.17B
$2M 0.61% 81,408 -2,183 -3% -$53.7K
MLPX icon
25
Global X MLP & Energy Infrastructure ETF
MLPX
$2.61B
$1.9M 0.58% 127,997 -154 -0.1% -$2.29K
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