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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.66%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$360M
AUM Growth
+$30.9M
Cap. Flow
+$18.9M
Cap. Flow %
5.24%
Top 10 Hldgs %
68.13%
Holding
99
New
3
Increased
27
Reduced
33
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.02M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.94M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.33M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.19M
5
CFG icon
Citizens Financial Group
CFG
+$2.1M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$391K
2
JPM icon
JPMorgan Chase
JPM
+$287K
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$270K
4
HD icon
Home Depot
HD
+$240K
5
CVX icon
Chevron
CVX
+$225K

Sector Composition

Rank Sector Weight
1 Financials 3.9%
2 Consumer Staples 0.5%
3 Healthcare 0.46%
4 Energy 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$886B
$48.3M 13.41%
203,753
+21,454
+12% +$5.02M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$34.5M 9.58%
146,420
-389
-0.3% -$90.4K
AMJ
3
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$29.5M 8.18%
912,875
+22,738
+3% +$743K
MLPI
4
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$25M 6.93%
855,901
+113,827
+15% +$3.33M
IJH icon
5
iShares Core S&P Mid-Cap ETF
IJH
$123B
$24.4M 6.76%
711,615
+64,230
+10% +$2.19M
SDY icon
6
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$21.1M 5.87%
239,883
-4,469
-2% -$391K
PRF icon
7
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$20.7M 5.74%
1,008,770
+34,095
+3% +$695K
MDY icon
8
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$16.3M 4.53%
52,200
-460
-0.9% -$143K
TIP icon
9
iShares TIPS Bond ETF
TIP
$14.5B
$13.6M 3.78%
118,914
-1,055
-0.9% -$120K
IJR icon
10
iShares Core S&P Small-Cap ETF
IJR
$110B
$12.1M 3.35%
174,614
+11,498
+7% +$793K
VTIP icon
11
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$9.06M 2.51%
183,157
+79,821
+77% +$3.94M
IDV icon
12
iShares International Select Dividend ETF
IDV
$8.3B
$8.44M 2.34%
268,274
-2,258
-0.8% -$69.6K
PJT icon
13
PJT Partners
PJT
$4.24B
$5.73M 1.59%
163,398
– –
NEAR icon
14
iShares Short Maturity Bond ETF
NEAR
$4.8B
$5.54M 1.54%
110,191
+14,627
+15% +$734K
VNQ icon
15
Vanguard Real Estate ETF
VNQ
$39.2B
$5.53M 1.53%
66,970
-394
-0.6% -$32.7K
IWM icon
16
iShares Russell 2000 ETF
IWM
$81.6B
$5.35M 1.48%
38,886
-28
-0.1% -$3.83K
RWL icon
17
Invesco S&P 500 Revenue ETF
RWL
$9.52B
$5.05M 1.4%
110,916
-6,000
-5% -$270K
SPLV icon
18
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$4.94M 1.37%
113,657
– –
CFG icon
19
Citizens Financial Group
CFG
$30.6B
$4.91M 1.36%
141,976
+57,476
+68% +$2.1M
USMV icon
20
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$4.5M 1.25%
94,337
-4,163
-4% -$195K
DVY icon
21
iShares Select Dividend ETF
DVY
$23.8B
$4.31M 1.2%
47,342
– –
EFA icon
22
iShares MSCI EAFE ETF
EFA
$77.1B
$3.12M 0.87%
50,142
-378
-0.7% -$22.9K
IWB icon
23
iShares Russell 1000 ETF
IWB
$48.3B
$2.84M 0.79%
21,633
– –
VRP icon
24
Invesco Variable Rate Preferred ETF
VRP
$3B
$2.01M 0.56%
78,807
-2,601
-3% -$65.5K
VEU icon
25
Vanguard FTSE All-World ex-US ETF
VEU
$66.5B
$1.83M 0.51%
38,299
+1,966
+5% +$91.6K
1
2 3 4

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Klingman & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Klingman & Associates held 99 positions worth $360M, up 9.4% from $329M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates deployed $18.9M of net new capital in Q1 2017, opening 3 new positions and adding to 27 existing holdings. Its largest new stake was First Horizon: 53,882 shares worth $997K.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, up from 3.3% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Dividend ETF, an estimated $391K trimmed.

  • Klingman & Associates's largest Q1 2017 buy was First Horizon: 53,882 shares worth $997K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2017, an estimated $5.02M increase.
  • Klingman & Associates's biggest Q1 2017 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $391K.
  • Klingman & Associates fully exited Home Depot in Q1 2017, selling an estimated $240K.
  • Klingman & Associates's ten largest holdings make up 68% of its $360M portfolio in Q1 2017.
  • Klingman & Associates opened 3 new positions and closed 3 in Q1 2017.
  • Klingman & Associates's portfolio value rose 9.4% quarter-over-quarter to $360M.

Based on Klingman & Associates's 13F filing for Q1 2017, filed 4 May 2017.