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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.54%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$241M
AUM Growth
–
Cap. Flow
+$241M
Cap. Flow %
99.99%
Top 10 Hldgs %
65.09%
Holding
387
New
382
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$34M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$24M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$20.3M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$18.5M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$14M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 3.43%
2 Energy 1.01%
3 Healthcare 0.9%
4 Technology 0.87%
5 Consumer Staples 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$34.8M 14.44%
+169,116
New +$34M
AMJ
2
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$22.6M 9.38%
+491,150
New +$24M
SDY icon
3
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$20.5M 8.52%
+260,249
New +$20.3M
MLPN
4
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$17.8M 7.38%
+556,172
New +$18.5M
IVV icon
5
iShares Core S&P 500 ETF
IVV
$876B
$14.3M 5.95%
+69,198
New +$14M
MDY icon
6
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$12.7M 5.27%
+48,032
New +$12.3M
PRF icon
7
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$12.3M 5.1%
+671,865
New +$12M
IDV icon
8
iShares International Select Dividend ETF
IDV
$8.25B
$10M 4.16%
+297,461
New +$10.4M
VNQ icon
9
Vanguard Real Estate ETF
VNQ
$39.9B
$6.73M 2.8%
+83,134
New +$6.52M
RWL icon
10
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$5.05M 2.1%
+123,793
New +$4.89M
SPLV icon
11
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$4.69M 1.95%
+123,505
New +$4.52M
CEM
12
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.3M 1.79%
+31,169
New +$4.2M
DVY icon
13
iShares Select Dividend ETF
DVY
$24B
$3.82M 1.59%
+48,095
New +$3.71M
IJH icon
14
iShares Core S&P Mid-Cap ETF
IJH
$123B
$2.9M 1.2%
+100,170
New +$2.81M
VTI icon
15
Vanguard Total Stock Market ETF
VTI
$654B
$2.54M 1.06%
+24,000
New +$2.48M
IWM icon
16
iShares Russell 2000 ETF
IWM
$80.9B
$2.48M 1.03%
+20,775
New +$2.38M
ENH
17
DELISTED
Endurance Specialty Holdings Ltd
ENH
$2.42M 1.01%
+40,426
New +$2.32M
HDV
18
iShares Core High Dividend ETF
HDV
$14.4B
$2.41M 1%
+157,425
New +$2.4M
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.31M 0.96%
+40,432
New +$2.21M
RY icon
20
Royal Bank of Canada
RY
$291B
$2M 0.83%
+29,000
New +$2.05M
DBC icon
21
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$1.95M 0.81%
+105,466
New +$2.23M
EFA icon
22
iShares MSCI EAFE ETF
EFA
$76.4B
$1.92M 0.8%
+31,637
New +$1.98M
FCT
23
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.82M 0.76%
+139,862
New +$1.83M
PFF icon
24
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.81M 0.75%
+45,935
New +$1.82M
VEU icon
25
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.57M 0.65%
+33,424
New +$1.61M
1
2 3 4 5

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Klingman & Associates's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Klingman & Associates, which disclosed 387 positions worth $241M. Its ten largest holdings account for 65% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.

By sector, the portfolio is most concentrated in Financials at 3.4% of assets, followed by Energy and Healthcare.

  • Klingman & Associates's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.
  • Klingman & Associates's ten largest holdings make up 65% of its $241M portfolio in Q4 2014.
  • Klingman & Associates disclosed 387 positions in Q4 2014, its first 13F filing on record.

Based on Klingman & Associates's 13F filing for Q4 2014, filed 9 Feb 2016.