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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$406M
AUM Growth
+$31.4M
Cap. Flow
+$24.9M
Cap. Flow %
6.12%
Top 10 Hldgs %
67.33%
Holding
100
New
6
Increased
29
Reduced
36
Closed
5

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$4.87M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.31M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.71M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.21M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.98M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.06M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$401K
3
CSX icon
CSX Corp
CSX
+$342K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$308K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$285K

Sector Composition

Rank Sector Weight
1 Financials 3.48%
2 Healthcare 1.12%
3 Energy 0.41%
4 Technology 0.32%
5 Consumer Staples 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$886B
$57.8M 14.22%
228,559
+12,937
+6% +$3.21M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$36.7M 9.02%
145,980
+3,269
+2% +$806K
IJH icon
3
iShares Core S&P Mid-Cap ETF
IJH
$123B
$31.9M 7.86%
892,660
+82,510
+10% +$2.87M
MLPI
4
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$28.5M 7.01%
1,132,992
+146,094
+15% +$3.71M
AMJ
5
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$27.4M 6.75%
971,609
+24,273
+3% +$698K
SDY icon
6
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$22.4M 5.52%
245,507
+3,999
+2% +$358K
PRF icon
7
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$20.8M 5.12%
971,115
-50,480
-5% -$1.06M
MDY icon
8
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$16.4M 4.04%
50,315
-96
-0.2% -$30.5K
VTIP icon
9
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$16.4M 4.03%
331,240
+98,474
+42% +$4.87M
IJR icon
10
iShares Core S&P Small-Cap ETF
IJR
$110B
$15.3M 3.76%
206,054
+18,081
+10% +$1.27M
TIP icon
11
iShares TIPS Bond ETF
TIP
$14.5B
$13.5M 3.32%
118,759
+439
+0.4% +$50K
NEAR icon
12
iShares Short Maturity Bond ETF
NEAR
$4.8B
$12.9M 3.19%
257,430
+85,733
+50% +$4.31M
IDV icon
13
iShares International Select Dividend ETF
IDV
$8.3B
$8.01M 1.97%
237,167
-6,415
-3% -$214K
RWL icon
14
Invesco S&P 500 Revenue ETF
RWL
$9.52B
$7.9M 1.94%
164,740
+30,647
+23% +$1.43M
PJT icon
15
PJT Partners
PJT
$4.24B
$6.26M 1.54%
163,398
-1
-0% -$40
CFG icon
16
Citizens Financial Group
CFG
$30.6B
$5.38M 1.32%
141,976
– –
IWM icon
17
iShares Russell 2000 ETF
IWM
$81.6B
$5.27M 1.3%
35,560
+4
+0% +$563
VNQ icon
18
Vanguard Real Estate ETF
VNQ
$39.2B
$5.25M 1.29%
63,153
-698
-1% -$58.3K
SPLV icon
19
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$5.07M 1.25%
110,777
– –
USMV icon
20
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$4.68M 1.15%
93,045
-455
-0.5% -$22.7K
DVY icon
21
iShares Select Dividend ETF
DVY
$23.8B
$4.08M 1%
43,565
– –
JNJ icon
22
Johnson & Johnson
JNJ
$615B
$3.47M 0.85%
26,707
+22,512
+537% +$2.98M
IWB icon
23
iShares Russell 1000 ETF
IWB
$48.3B
$3.02M 0.74%
21,569
– –
EFA icon
24
iShares MSCI EAFE ETF
EFA
$77.1B
$2.9M 0.71%
42,377
+1,840
+5% +$123K
VRP icon
25
Invesco Variable Rate Preferred ETF
VRP
$3B
$2.56M 0.63%
98,140
+18,250
+23% +$476K
1
2 3 4

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Klingman & Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Klingman & Associates held 100 positions worth $406M, up 8.4% from $375M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Klingman & Associates deployed $24.9M of net new capital in Q3 2017, opening 6 new positions and adding to 29 existing holdings. Its largest new stake was Vanguard S&P 500 ETF: 2,519 shares worth $581K.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, down from 3.8% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $1.06M trimmed.

  • Klingman & Associates's largest Q3 2017 buy was Vanguard S&P 500 ETF: 2,519 shares worth $581K.
  • Klingman & Associates added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2017, an estimated $4.87M increase.
  • Klingman & Associates's biggest Q3 2017 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $1.06M.
  • Klingman & Associates fully exited CSX Corp in Q3 2017, selling an estimated $342K.
  • Klingman & Associates's ten largest holdings make up 67% of its $406M portfolio in Q3 2017.
  • Klingman & Associates opened 6 new positions and closed 5 in Q3 2017.
  • Klingman & Associates's portfolio value rose 8.4% quarter-over-quarter to $406M.

Based on Klingman & Associates's 13F filing for Q3 2017, filed 24 Oct 2017.