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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$458M
AUM Growth
+$51.1M
Cap. Flow
+$35.9M
Cap. Flow %
7.84%
Top 10 Hldgs %
64.35%
Holding
117
New
22
Increased
27
Reduced
37
Closed
4

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.9M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$6.25M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.57M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$2.99M
5
LHX icon
L3Harris
LHX
+$2.15M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$1.5M
2
CFG icon
Citizens Financial Group
CFG
+$978K
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$596K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$582K
5
GE icon
GE Aerospace
GE
+$538K

Sector Composition

Rank Sector Weight
1 Financials 4.27%
2 Technology 2.86%
3 Consumer Discretionary 0.91%
4 Healthcare 0.88%
5 Communication Services 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$886B
$62.4M 13.63%
231,987
+3,428
+1% +$898K
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$38.7M 8.45%
144,954
-1,026
-0.7% -$267K
IJH icon
3
iShares Core S&P Mid-Cap ETF
IJH
$123B
$35.8M 7.81%
941,945
+49,285
+6% +$1.82M
MLPI
4
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$33.8M 7.38%
1,395,823
+262,831
+23% +$6.25M
AMJ
5
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$26.2M 5.73%
954,550
-17,059
-2% -$463K
SDY icon
6
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$22.6M 4.94%
239,293
-6,214
-3% -$582K
PRF icon
7
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$21.4M 4.69%
944,090
-27,025
-3% -$596K
VTIP icon
8
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$19.7M 4.3%
403,360
+72,120
+22% +$3.57M
MDY icon
9
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$17.3M 3.77%
49,999
-316
-0.6% -$106K
IJR icon
10
iShares Core S&P Small-Cap ETF
IJR
$110B
$16.6M 3.63%
216,341
+10,287
+5% +$775K
NEAR icon
11
iShares Short Maturity Bond ETF
NEAR
$4.8B
$15.9M 3.47%
317,065
+59,635
+23% +$2.99M
TIP icon
12
iShares TIPS Bond ETF
TIP
$14.5B
$13.2M 2.88%
115,389
-3,370
-3% -$383K
AAPL icon
13
Apple
AAPL
$4.79T
$11.8M 2.57%
277,832
+259,924
+1,451% +$10.9M
RWL icon
14
Invesco S&P 500 Revenue ETF
RWL
$9.52B
$9.02M 1.97%
175,480
+10,740
+7% +$530K
IDV icon
15
iShares International Select Dividend ETF
IDV
$8.3B
$7.6M 1.66%
224,808
-12,359
-5% -$414K
PJT icon
16
PJT Partners
PJT
$4.24B
$7.45M 1.63%
163,398
– –
IWM icon
17
iShares Russell 2000 ETF
IWM
$81.6B
$5.42M 1.18%
35,514
-46
-0.1% -$6.91K
VNQ icon
18
Vanguard Real Estate ETF
VNQ
$39.2B
$5.19M 1.14%
62,588
-565
-0.9% -$47.3K
SPLV icon
19
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$5.07M 1.11%
106,227
-4,550
-4% -$214K
CFG icon
20
Citizens Financial Group
CFG
$30.6B
$4.91M 1.07%
116,976
-25,000
-18% -$978K
USMV icon
21
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$4.9M 1.07%
92,845
-200
-0.2% -$10.4K
DVY icon
22
iShares Select Dividend ETF
DVY
$23.8B
$4.32M 0.94%
43,793
+228
+0.5% +$21.9K
IWB icon
23
iShares Russell 1000 ETF
IWB
$48.3B
$3.21M 0.7%
21,569
– –
EFA icon
24
iShares MSCI EAFE ETF
EFA
$77.1B
$2.97M 0.65%
42,255
-122
-0.3% -$8.48K
VRP icon
25
Invesco Variable Rate Preferred ETF
VRP
$3B
$2.56M 0.56%
99,565
+1,425
+1% +$36.9K
1
2 3 4 5

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Klingman & Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Klingman & Associates held 117 positions worth $458M, up 13% from $406M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $35.9M of net new capital in Q4 2017, opening 22 new positions and adding to 27 existing holdings. Its largest new stake was L3Harris: 15,367 shares worth $2.18M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Johnson & Johnson, an estimated $1.5M trimmed.

  • Klingman & Associates's largest Q4 2017 buy was L3Harris: 15,367 shares worth $2.18M.
  • Klingman & Associates added most to Apple in Q4 2017, an estimated $10.9M increase.
  • Klingman & Associates's biggest Q4 2017 reduction was Johnson & Johnson, cutting an estimated $1.5M.
  • Klingman & Associates fully exited GE Aerospace in Q4 2017, selling an estimated $538K.
  • Klingman & Associates's ten largest holdings make up 64% of its $458M portfolio in Q4 2017.
  • Klingman & Associates opened 22 new positions and closed 4 in Q4 2017.
  • Klingman & Associates's portfolio value rose 13% quarter-over-quarter to $458M.

Based on Klingman & Associates's 13F filing for Q4 2017, filed 2 Feb 2018.