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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+1.11%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$1.07B
AUM Growth
+$27.8M
Cap. Flow
+$19M
Cap. Flow %
1.78%
Top 10 Hldgs %
56.2%
Holding
176
New
13
Increased
61
Reduced
56
Closed
3

Top Buys

Rank Stock Value
1
COMP icon
Compass
COMP
+$11.4M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$6.25M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.88M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.64M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.03M

Top Sells

Rank Stock Value
1
DDOG icon
Datadog
DDOG
+$15M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$826K
3
CROX icon
Crocs
CROX
+$649K
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$632K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$610K

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Financials 5.17%
3 Consumer Discretionary 1.59%
4 Real Estate 1.12%
5 Communication Services 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$886B
$185M 17.33%
430,484
+13,268
+3% +$5.88M
JPST icon
2
JPMorgan Ultra-Short Income ETF
JPST
$40B
$83.8M 7.82%
1,651,325
-12,462
-0.7% -$632K
VTIP icon
3
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$57.8M 5.4%
1,099,863
+13,918
+1% +$730K
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$55.6M 5.2%
129,654
-1,873
-1% -$826K
IJH icon
5
iShares Core S&P Mid-Cap ETF
IJH
$123B
$49.5M 4.62%
940,965
+49,050
+5% +$2.64M
IJR icon
6
iShares Core S&P Small-Cap ETF
IJR
$110B
$37.2M 3.47%
340,638
+18,412
+6% +$2.03M
DDOG icon
7
Datadog
DDOG
$87.5B
$36.1M 3.37%
255,261
-118,989
-32% -$15M
USMV icon
8
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$35.5M 3.31%
482,382
+14,635
+3% +$1.11M
PJT icon
9
PJT Partners
PJT
$4.24B
$31.4M 2.93%
396,960
– –
SPYG icon
10
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.9B
$29.3M 2.73%
457,135
-586
-0.1% -$38.7K
SPYV icon
11
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36B
$26.3M 2.46%
675,606
-198
-0% -$7.91K
SDY icon
12
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$26.3M 2.46%
223,803
-4,979
-2% -$610K
JMST icon
13
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$24.8M 2.31%
485,087
+122,435
+34% +$6.25M
AAPL icon
14
Apple
AAPL
$4.79T
$24.4M 2.28%
172,196
+1,540
+0.9% +$227K
PRF icon
15
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$23.9M 2.24%
755,465
-380
-0.1% -$12.3K
MDY icon
16
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$21.5M 2%
44,630
-242
-0.5% -$119K
MDYV icon
17
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.75B
$21.3M 1.99%
321,217
-671
-0.2% -$45.2K
MDYG icon
18
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$19.8M 1.85%
261,856
-470
-0.2% -$36.6K
SLYV icon
19
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.93B
$19.4M 1.81%
236,624
-1,895
-0.8% -$156K
VEA icon
20
Vanguard FTSE Developed Markets ETF
VEA
$228B
$17.9M 1.67%
353,648
+35,474
+11% +$1.85M
NEAR icon
21
iShares Short Maturity Bond ETF
NEAR
$4.8B
$16.9M 1.58%
336,264
-7,379
-2% -$370K
RWL icon
22
Invesco S&P 500 Revenue ETF
RWL
$9.52B
$14.7M 1.37%
202,112
+1,674
+0.8% +$125K
CFG icon
23
Citizens Financial Group
CFG
$30.6B
$13.5M 1.26%
286,372
-33
-0% -$1.45K
SLYG icon
24
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.04B
$13M 1.22%
149,518
-1,388
-0.9% -$122K
EFAV icon
25
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$13M 1.21%
172,269
-450
-0.3% -$34.9K
1
2 3 4 5

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Klingman & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Klingman & Associates held 176 positions worth $1.07B, up 2.7% from $1.04B the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Klingman & Associates's Q3 2021 filing shows 13 new, 61 increased, 56 reduced and 3 closed positions. Its largest new stake was Compass: 796,800 shares worth $10.6M. The largest sale was Datadog, an estimated $15M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 6.9% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q3 2021 buy was Compass: 796,800 shares worth $10.6M.
  • Klingman & Associates added most to JPMorgan Ultra-Short Municipal Income ETF in Q3 2021, an estimated $6.25M increase.
  • Klingman & Associates's biggest Q3 2021 reduction was Datadog, cutting an estimated $15M.
  • Klingman & Associates fully exited ProShares S&P 500 Dividend Aristocrats ETF in Q3 2021, selling an estimated $217K.
  • Klingman & Associates's ten largest holdings make up 56% of its $1.07B portfolio in Q3 2021.
  • Klingman & Associates opened 13 new positions and closed 3 in Q3 2021.
  • Klingman & Associates's portfolio value rose 2.7% quarter-over-quarter to $1.07B.

Based on Klingman & Associates's 13F filing for Q3 2021, filed 1 Nov 2021.