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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$267M
AUM Growth
+$12.5M
Cap. Flow
+$18.1M
Cap. Flow %
6.76%
Top 10 Hldgs %
57.96%
Holding
455
New
72
Increased
39
Reduced
52
Closed
49

Top Buys

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$12.1M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.48M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$3.75M
4
PJT icon
PJT Partners
PJT
+$3.66M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.02M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.81M
2
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$3.25M
3
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$1.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.57M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$1.3M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Energy 1.27%
3 Healthcare 1.18%
4 Technology 1.08%
5 Industrials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$33.3M 12.45%
163,377
-3,016
-2% -$619K
AMJ
2
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$25.6M 9.59%
885,079
+394,533
+80% +$12.1M
SDY icon
3
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$19.1M 7.13%
259,095
+286
+0.1% +$21.8K
IVV icon
4
iShares Core S&P 500 ETF
IVV
$876B
$18.8M 7.03%
91,806
-32,954
-26% -$6.81M
PRF icon
5
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$15.2M 5.69%
876,430
-49,950
-5% -$880K
MDY icon
6
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$12M 4.47%
47,110
+191
+0.4% +$49.7K
MLPN
7
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$8.55M 3.2%
459,591
-159,968
-26% -$3.25M
IDV icon
8
iShares International Select Dividend ETF
IDV
$8.25B
$8.53M 3.19%
297,260
-9,500
-3% -$280K
TIP icon
9
iShares TIPS Bond ETF
TIP
$14.5B
$8.39M 3.14%
76,504
+33,976
+80% +$3.75M
VNQ icon
10
Vanguard Real Estate ETF
VNQ
$39.9B
$5.55M 2.07%
69,575
-16,462
-19% -$1.3M
SPLV icon
11
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$5.02M 1.88%
130,157
-5,760
-4% -$220K
RWL icon
12
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$4.81M 1.8%
121,862
-567
-0.5% -$22.6K
CEM
13
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.72M 1.76%
+62,162
New +$5.48M
IJH icon
14
iShares Core S&P Mid-Cap ETF
IJH
$123B
$4.67M 1.75%
167,685
-41,285
-20% -$1.18M
PJT icon
15
PJT Partners
PJT
$4.37B
$4.53M 1.69%
+160,000
New +$3.66M
IWM icon
16
iShares Russell 2000 ETF
IWM
$80.9B
$4.27M 1.6%
37,945
+17,500
+86% +$2.02M
DVY icon
17
iShares Select Dividend ETF
DVY
$24B
$3.62M 1.35%
48,125
+30
+0.1% +$2.28K
USMV icon
18
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$2.91M 1.09%
69,518
+7,857
+13% +$327K
IJR icon
19
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.79M 1.04%
50,736
-27,908
-35% -$1.57M
EFA icon
20
iShares MSCI EAFE ETF
EFA
$76.4B
$2.76M 1.03%
46,995
+15,860
+51% +$955K
ENH
21
DELISTED
Endurance Specialty Holdings Ltd
ENH
$2.59M 0.97%
40,426
– –
VTI icon
22
Vanguard Total Stock Market ETF
VTI
$654B
$2.5M 0.94%
24,000
– –
IWB icon
23
iShares Russell 1000 ETF
IWB
$47.7B
$2.42M 0.9%
21,323
+15,800
+286% +$1.81M
CFG icon
24
Citizens Financial Group
CFG
$30.4B
$2.21M 0.83%
84,500
+80,000
+1,778% +$2.01M
HDV
25
iShares Core High Dividend ETF
HDV
$14.4B
$2.19M 0.82%
149,275
-450
-0.3% -$6.66K
1
2 3 4 5

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Klingman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Klingman & Associates held 455 positions worth $267M, up 4.9% from $255M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Klingman & Associates deployed $18.1M of net new capital in Q4 2015, opening 72 new positions and adding to 39 existing holdings. Its largest new stake was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 3.3% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.81M trimmed.

  • Klingman & Associates's largest Q4 2015 buy was ClearBridge MLP and Midstream Fund Inc.: 62,162 shares worth $4.72M.
  • Klingman & Associates added most to JP Morgan Alerian MLP Index ETN 5/24/24 in Q4 2015, an estimated $12.1M increase.
  • Klingman & Associates's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.81M.
  • Klingman & Associates fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2015, selling an estimated $693K.
  • Klingman & Associates's ten largest holdings make up 58% of its $267M portfolio in Q4 2015.
  • Klingman & Associates opened 72 new positions and closed 49 in Q4 2015.
  • Klingman & Associates's portfolio value rose 4.9% quarter-over-quarter to $267M.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.