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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+12.46%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$866M
AUM Growth
+$123M
Cap. Flow
+$36.3M
Cap. Flow %
4.19%
Top 10 Hldgs %
58.77%
Holding
154
New
16
Increased
59
Reduced
39
Closed
1

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.6M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$7.65M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.69M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.3M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.57M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.13M
2
DDOG icon
Datadog
DDOG
+$2.99M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$862K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$527K
5
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$278K

Sector Composition

Rank Sector Weight
1 Technology 6.58%
2 Financials 2.68%
3 Consumer Discretionary 1.62%
4 Healthcare 0.64%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$875B
$140M 16.11%
371,741
+35,402
+11% +$12.6M
JPST icon
2
JPMorgan Ultra-Short Income ETF
JPST
$40B
$107M 12.29%
2,097,257
-16,978
-0.8% -$862K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$777B
$49.1M 5.67%
131,282
-1,485
-1% -$527K
VTIP icon
4
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$48.6M 5.61%
950,754
+70,165
+8% +$3.57M
IJH icon
5
iShares Core S&P Mid-Cap ETF
IJH
$122B
$36.5M 4.22%
794,535
+102,045
+15% +$4.3M
DDOG icon
6
Datadog
DDOG
$87B
$27.1M 3.13%
275,197
-30,000
-10% -$2.99M
USMV icon
7
iShares MSCI USA Min Vol Factor ETF
USMV
$23B
$26.7M 3.08%
392,814
+71,233
+22% +$4.69M
IJR icon
8
iShares Core S&P Small-Cap ETF
IJR
$109B
$26.5M 3.06%
288,649
+30,382
+12% +$2.5M
SPYG icon
9
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51B
$25.3M 2.92%
457,852
-2,005
-0.4% -$105K
SDY icon
10
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$23.3M 2.69%
220,249
+5,353
+2% +$542K
SPYV icon
11
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$35.7B
$23.2M 2.67%
673,727
-2,210
-0.3% -$71.8K
AAPL icon
12
Apple
AAPL
$4.72T
$22.2M 2.56%
167,097
-26,030
-13% -$3.13M
PRF icon
13
Invesco FTSE RAFI US 1000 ETF
PRF
$9.68B
$20.2M 2.33%
758,285
-9,150
-1% -$228K
MDY icon
14
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$19.8M 2.28%
47,054
-157
-0.3% -$60.5K
MDYG icon
15
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$18.4M 2.13%
265,591
-941
-0.4% -$60.2K
MDYV icon
16
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.73B
$18.2M 2.1%
327,969
-977
-0.3% -$49.3K
SLYV icon
17
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.88B
$16.3M 1.88%
246,643
-2,614
-1% -$155K
NEAR icon
18
iShares Short Maturity Bond ETF
NEAR
$4.79B
$16.3M 1.88%
323,929
-2,087
-0.6% -$105K
JMST icon
19
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$12.7M 1.47%
248,965
+149,940
+151% +$7.65M
SLYG icon
20
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.03B
$11.7M 1.35%
153,423
+489
+0.3% +$33.4K
EFAV icon
21
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.16B
$11.7M 1.35%
158,820
+4,451
+3% +$314K
RWL icon
22
Invesco S&P 500 Revenue ETF
RWL
$9.44B
$11M 1.26%
175,943
-4,731
-3% -$278K
VEA icon
23
Vanguard FTSE Developed Markets ETF
VEA
$226B
$10.8M 1.24%
227,822
+30,120
+15% +$1.32M
PJT icon
24
PJT Partners
PJT
$4.24B
$9.39M 1.08%
124,770
– –
VTI icon
25
Vanguard Total Stock Market ETF
VTI
$654B
$7.51M 0.87%
38,600
+91
+0.2% +$16.6K
1
2 3 4 5

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Klingman & Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Klingman & Associates held 154 positions worth $866M, up 17% from $743M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Klingman & Associates deployed $36.3M of net new capital in Q4 2020, opening 16 new positions and adding to 59 existing holdings. Its largest new stake was iShares Russell 1000 Value ETF: 3,393 shares worth $464K.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $3.13M trimmed.

  • Klingman & Associates's largest Q4 2020 buy was iShares Russell 1000 Value ETF: 3,393 shares worth $464K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $12.6M increase.
  • Klingman & Associates's biggest Q4 2020 reduction was Apple, cutting an estimated $3.13M.
  • Klingman & Associates fully exited Public Storage in Q4 2020, selling an estimated $219K.
  • Klingman & Associates's ten largest holdings make up 59% of its $866M portfolio in Q4 2020.
  • Klingman & Associates opened 16 new positions and closed 1 in Q4 2020.
  • Klingman & Associates's portfolio value rose 17% quarter-over-quarter to $866M.

Based on Klingman & Associates's 13F filing for Q4 2020, filed 9 Feb 2021.