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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+4.54%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$489M
AUM Growth
+$23.9M
Cap. Flow
+$3.71M
Cap. Flow %
0.76%
Top 10 Hldgs %
64.78%
Holding
107
New
5
Increased
36
Reduced
27
Closed
2

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.27M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.66M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$986K
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$938K
5
PPG icon
PPG Industries
PPG
+$364K

Top Sells

Rank Stock Value
1
JLL icon
Jones Lang LaSalle
JLL
+$1.25M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$831K
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$572K
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$480K
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$404K

Sector Composition

Rank Sector Weight
1 Financials 3.51%
2 Technology 2.3%
3 Consumer Discretionary 0.86%
4 Healthcare 0.51%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$77.9M 15.95%
266,092
+7,909
+3% +$2.27M
IJH icon
2
iShares Core S&P Mid-Cap ETF
IJH
$123B
$43M 8.81%
1,069,100
+23,325
+2% +$938K
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$41M 8.4%
141,144
-837
-0.6% -$238K
TPYP icon
4
Tortoise North American Pipeline ETF
TPYP
$900M
$23.7M 4.84%
1,016,432
+10,957
+1% +$262K
AMJ
5
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$23.5M 4.81%
855,144
-12,761
-1% -$356K
SDY icon
6
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$22.8M 4.67%
232,729
-4,169
-2% -$404K
VTIP icon
7
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$22.5M 4.61%
465,820
-11,719
-2% -$572K
PRF icon
8
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$22M 4.51%
928,230
+600
+0.1% +$14.1K
IJR icon
9
iShares Core S&P Small-Cap ETF
IJR
$109B
$21.7M 4.44%
248,836
+4,091
+2% +$358K
MDY icon
10
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$18.3M 3.74%
49,713
-137
-0.3% -$50.2K
MLPI
11
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$17.2M 3.52%
714,922
-19,800
-3% -$480K
NEAR icon
12
iShares Short Maturity Bond ETF
NEAR
$4.8B
$14.7M 3.02%
293,583
+33,093
+13% +$1.66M
RWL icon
13
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$11.2M 2.29%
206,784
+84
+0% +$4.47K
TIP icon
14
iShares TIPS Bond ETF
TIP
$14.5B
$9.82M 2.01%
88,752
-7,438
-8% -$831K
AAPL icon
15
Apple
AAPL
$4.89T
$9.45M 1.94%
167,508
+2,000
+1% +$104K
PJT icon
16
PJT Partners
PJT
$4.37B
$8.55M 1.75%
163,398
– –
IWM icon
17
iShares Russell 2000 ETF
IWM
$80.9B
$5.95M 1.22%
35,302
+414
+1% +$69.9K
IDV icon
18
iShares International Select Dividend ETF
IDV
$8.25B
$5.75M 1.18%
176,292
-6,800
-4% -$222K
VNQ icon
19
Vanguard Real Estate ETF
VNQ
$39.9B
$5.5M 1.13%
68,206
-295
-0.4% -$24.3K
USMV icon
20
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$5.24M 1.07%
91,844
-605
-0.7% -$33.7K
SPLV icon
21
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$4.71M 0.96%
95,176
-3,000
-3% -$148K
DVY icon
22
iShares Select Dividend ETF
DVY
$24B
$4.29M 0.88%
43,042
– –
IWB icon
23
iShares Russell 1000 ETF
IWB
$47.7B
$3.49M 0.71%
21,569
– –
VTI icon
24
Vanguard Total Stock Market ETF
VTI
$654B
$3.44M 0.7%
23,008
+6,703
+41% +$986K
VEA icon
25
Vanguard FTSE Developed Markets ETF
VEA
$226B
$3.27M 0.67%
75,492
+4,704
+7% +$203K
1
2 3 4 5

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Klingman & Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Klingman & Associates held 107 positions worth $489M, up 5.1% from $465M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates's Q3 2018 filing shows 5 new, 36 increased, 27 reduced and 2 closed positions. Its largest new stake was PPG Industries: 3,342 shares worth $365K. The largest sale was Jones Lang LaSalle, an estimated $1.25M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, down from 3.6% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Klingman & Associates's largest Q3 2018 buy was PPG Industries: 3,342 shares worth $365K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $2.27M increase.
  • Klingman & Associates's biggest Q3 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $831K.
  • Klingman & Associates fully exited Jones Lang LaSalle in Q3 2018, selling an estimated $1.25M.
  • Klingman & Associates's ten largest holdings make up 65% of its $489M portfolio in Q3 2018.
  • Klingman & Associates opened 5 new positions and closed 2 in Q3 2018.
  • Klingman & Associates's portfolio value rose 5.1% quarter-over-quarter to $489M.

Based on Klingman & Associates's 13F filing for Q3 2018, filed 26 Oct 2018.