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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$1.16B
AUM Growth
+$21.1M
Cap. Flow
-$29.7M
Cap. Flow %
-2.56%
Top 10 Hldgs %
50.04%
Holding
209
New
6
Increased
64
Reduced
85
Closed
10

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.41M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.22M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.13M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.54M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$1.28M

Top Sells

Rank Stock Value
1
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$20.4M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.8M
3
PJT icon
PJT Partners
PJT
+$6.09M
4
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$1.88M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$780K

Sector Composition

Rank Sector Weight
1 Technology 5.7%
2 Financials 4.06%
3 Consumer Discretionary 1.33%
4 Healthcare 0.81%
5 Consumer Staples 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$190M 16.36%
462,212
+13,499
+3% +$5.41M
VTIP icon
2
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$55.9M 4.81%
1,168,506
+45,252
+4% +$2.13M
IJH icon
3
iShares Core S&P Mid-Cap ETF
IJH
$123B
$55.8M 4.8%
1,114,305
+43,495
+4% +$2.22M
SPY icon
4
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$53.1M 4.58%
129,817
-379
-0.3% -$151K
SPYV icon
5
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$47.2M 4.07%
1,159,631
+10,954
+1% +$444K
SPYG icon
6
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$40.9M 3.52%
739,236
+5,161
+0.7% +$273K
IJR icon
7
iShares Core S&P Small-Cap ETF
IJR
$109B
$40.9M 3.52%
423,088
+15,410
+4% +$1.54M
AAPL icon
8
Apple
AAPL
$4.89T
$35.4M 3.05%
214,488
-2,164
-1% -$319K
USMV icon
9
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$32.9M 2.83%
452,243
-7,369
-2% -$530K
IEFA icon
10
iShares Core MSCI EAFE ETF
IEFA
$186B
$29M 2.5%
433,878
+7,278
+2% +$477K
SDY icon
11
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$27.1M 2.34%
219,360
-6,203
-3% -$780K
IBDT icon
12
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.04B
$24.8M 2.13%
993,784
+50,713
+5% +$1.25M
IBDU icon
13
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.01B
$24.7M 2.12%
1,078,173
+56,563
+6% +$1.28M
TDTT icon
14
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$24.5M 2.11%
1,014,789
+9,011
+0.9% +$214K
IBDS icon
15
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
$3.83B
– –
0
– –
PRF icon
16
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$24.2M 2.08%
770,445
-755
-0.1% -$23.9K
IBDR icon
17
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.46B
– –
0
– –
MDYV icon
18
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$23.7M 2.05%
359,405
-4,651
-1% -$319K
PJT icon
19
PJT Partners
PJT
$4.37B
$23.6M 2.04%
327,560
-79,293
-19% -$6.09M
MDYG icon
20
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$21.3M 1.83%
311,292
-3,803
-1% -$260K
MDY icon
21
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$21.2M 1.82%
46,176
-153
-0.3% -$71.3K
VEA icon
22
Vanguard FTSE Developed Markets ETF
VEA
$226B
$20.9M 1.8%
463,765
+14,246
+3% +$635K
SLYV icon
23
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$19.6M 1.69%
257,659
-3,736
-1% -$297K
DDOG icon
24
Datadog
DDOG
$87.9B
$15.7M 1.35%
216,520
-3,981
-2% -$292K
RWL icon
25
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$15M 1.29%
196,501
-270
-0.1% -$20.5K
1
2 3 4 5

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Klingman & Associates's Q1 2023 Portfolio in Review

As of Q1 2023, Klingman & Associates held 209 positions worth $1.16B, up 1.8% from $1.14B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Klingman & Associates's Q1 2023 filing shows 6 new, 64 increased, 85 reduced and 10 closed positions. Its largest new stake was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M. The largest sale was JPMorgan Ultra-Short Municipal Income ETF, an estimated $20.4M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 18,917 shares worth $1.11M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $5.41M increase.
  • Klingman & Associates's biggest Q1 2023 reduction was JPMorgan Ultra-Short Municipal Income ETF, cutting an estimated $20.4M.
  • Klingman & Associates fully exited Vanguard Short-Term Corporate Bond ETF in Q1 2023, selling an estimated $530K.
  • Klingman & Associates's ten largest holdings make up 50% of its $1.16B portfolio in Q1 2023.
  • Klingman & Associates opened 6 new positions and closed 10 in Q1 2023.
  • Klingman & Associates's portfolio value rose 1.8% quarter-over-quarter to $1.16B.

Based on Klingman & Associates's 13F filing for Q1 2023, filed 3 May 2023.