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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
-2.64%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$446M
AUM Growth
-$11.7M
Cap. Flow
+$1.36M
Cap. Flow %
0.3%
Top 10 Hldgs %
66.51%
Holding
116
New
3
Increased
38
Reduced
31
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.84M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$2.66M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.44M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.79M
5
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$1.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$4.87M
2
LHX icon
L3Harris
LHX
+$2.18M
3
CFG icon
Citizens Financial Group
CFG
+$1.66M
4
JNJ icon
Johnson & Johnson
JNJ
+$1.07M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$747K

Sector Composition

Rank Sector Weight
1 Financials 3.77%
2 Technology 1.89%
3 Consumer Discretionary 0.58%
4 Healthcare 0.55%
5 Communication Services 0.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$65.3M 14.64%
245,952
+13,965
+6% +$3.84M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$37.7M 8.46%
143,329
-1,625
-1% -$444K
IJH icon
3
iShares Core S&P Mid-Cap ETF
IJH
$123B
$37.1M 8.32%
988,865
+46,920
+5% +$1.79M
MLPI
4
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$31.8M 7.14%
1,506,916
+111,093
+8% +$2.66M
AMJ
5
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$24.5M 5.49%
1,019,745
+65,195
+7% +$1.79M
VTIP icon
6
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$22.2M 4.97%
453,514
+50,154
+12% +$2.44M
SDY icon
7
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$21.8M 4.89%
239,075
-218
-0.1% -$20.4K
PRF icon
8
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$20.9M 4.69%
949,345
+5,255
+0.6% +$120K
IJR icon
9
iShares Core S&P Small-Cap ETF
IJR
$109B
$17.7M 3.96%
229,485
+13,144
+6% +$1.02M
NEAR icon
10
iShares Short Maturity Bond ETF
NEAR
$4.8B
$17.6M 3.94%
350,249
+33,184
+10% +$1.66M
MDY icon
11
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$17.1M 3.84%
50,115
+116
+0.2% +$40.4K
TIP icon
12
iShares TIPS Bond ETF
TIP
$14.5B
$12.9M 2.89%
114,048
-1,341
-1% -$151K
RWL icon
13
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$9.85M 2.21%
197,717
+22,237
+13% +$1.16M
PJT icon
14
PJT Partners
PJT
$4.37B
$8.19M 1.84%
163,398
– –
IDV icon
15
iShares International Select Dividend ETF
IDV
$8.25B
$7.28M 1.63%
220,488
-4,320
-2% -$147K
AAPL icon
16
Apple
AAPL
$4.89T
$6.91M 1.55%
164,796
-113,036
-41% -$4.87M
IWM icon
17
iShares Russell 2000 ETF
IWM
$80.9B
$5.39M 1.21%
35,516
+2
+0% +$309
VNQ icon
18
Vanguard Real Estate ETF
VNQ
$39.9B
$4.95M 1.11%
65,563
+2,975
+5% +$228K
USMV icon
19
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$4.82M 1.08%
92,845
– –
SPLV icon
20
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$4.8M 1.08%
102,126
-4,101
-4% -$194K
DVY icon
21
iShares Select Dividend ETF
DVY
$24B
$4.14M 0.93%
43,538
-255
-0.6% -$24.9K
CFG icon
22
Citizens Financial Group
CFG
$30.4B
$3.36M 0.75%
80,000
-36,976
-32% -$1.66M
IWB icon
23
iShares Russell 1000 ETF
IWB
$47.7B
$3.17M 0.71%
21,569
– –
EFA icon
24
iShares MSCI EAFE ETF
EFA
$76.4B
$2.94M 0.66%
42,255
– –
VRP icon
25
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$2.58M 0.58%
102,338
+2,773
+3% +$70.3K
1
2 3 4 5

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Klingman & Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Klingman & Associates held 116 positions worth $446M, down 2.6% from $458M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Klingman & Associates's Q1 2018 filing shows 3 new, 38 increased, 31 reduced and 9 closed positions. Its largest new stake was iShares US Treasury Bond ETF: 12,411 shares worth $306K. The largest sale was Apple, an estimated $4.87M.

By sector, the portfolio is most concentrated in Financials at 3.8% of assets, down from 4.3% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2018 buy was iShares US Treasury Bond ETF: 12,411 shares worth $306K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $3.84M increase.
  • Klingman & Associates's biggest Q1 2018 reduction was Apple, cutting an estimated $4.87M.
  • Klingman & Associates fully exited L3Harris in Q1 2018, selling an estimated $2.18M.
  • Klingman & Associates's ten largest holdings make up 67% of its $446M portfolio in Q1 2018.
  • Klingman & Associates opened 3 new positions and closed 9 in Q1 2018.
  • Klingman & Associates's portfolio value fell 2.6% quarter-over-quarter to $446M.

Based on Klingman & Associates's 13F filing for Q1 2018, filed 25 Apr 2018.