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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.4%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$559M
AUM Growth
+$20.3M
Cap. Flow
+$19.1M
Cap. Flow %
3.43%
Top 10 Hldgs %
65.25%
Holding
124
New
6
Increased
39
Reduced
31
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$9.17M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.61M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.46M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.19M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$6.71M
2
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$1.97M
3
PJT icon
PJT Partners
PJT
+$1.61M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.12M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$782K

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.69%
2 Financials 2.63%
3 Technology 2.2%
4 Consumer Discretionary 0.81%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$889B
$104M 18.66%
349,119
+35,526
+11% +$10.6M
IJH icon
2
iShares Core S&P Mid-Cap ETF
IJH
$126B
$46.7M 8.36%
1,207,880
+64,105
+6% +$2.46M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$40.7M 7.29%
137,173
-80
-0.1% -$23.6K
VTIP icon
4
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$36.8M 6.59%
749,986
+185,597
+33% +$9.17M
TPYP icon
5
Tortoise North American Pipeline ETF
TPYP
$890M
$31M 5.55%
1,325,175
-83,831
-6% -$1.97M
IJR icon
6
iShares Core S&P Small-Cap ETF
IJR
$110B
$28.5M 5.11%
366,668
+22,849
+7% +$1.77M
SDY icon
7
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$23M 4.11%
223,751
-992
-0.4% -$100K
PRF icon
8
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
$20.7M 3.7%
877,690
-27,600
-3% -$644K
MDY icon
9
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$17.5M 3.14%
49,676
+11
+0% +$3.85K
NEAR icon
10
iShares Short Maturity Bond ETF
NEAR
$5.05B
$15.3M 2.75%
304,735
-8,246
-3% -$415K
MLPI
11
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$13.5M 2.42%
648,802
-34,136
-5% -$730K
USMV icon
12
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$12.4M 2.23%
194,202
+41,223
+27% +$2.61M
AMJ
13
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$11M 1.98%
474,489
-19,905
-4% -$481K
RWL icon
14
Invesco S&P 500 Revenue ETF
RWL
$10B
$10.5M 1.88%
195,072
-1,638
-0.8% -$87.7K
AAPL icon
15
Apple
AAPL
$4.67T
$9.56M 1.71%
170,724
-1,040
-0.6% -$54.4K
EFAV icon
16
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.54B
$8.97M 1.61%
122,351
+26,738
+28% +$1.94M
BSCO
17
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$6.23M 1.12%
290,776
+7,300
+3% +$156K
SLYV icon
18
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$6.19M 1.11%
101,067
+2,913
+3% +$175K
JPST icon
19
JPMorgan Ultra-Short Income ETF
JPST
$41B
$5.63M 1.01%
111,685
+43,368
+63% +$2.19M
IWM icon
20
iShares Russell 2000 ETF
IWM
$81.2B
$5.42M 0.97%
35,804
+2
+0% +$305
VNQ icon
21
Vanguard Real Estate ETF
VNQ
$38.1B
$5.22M 0.94%
56,009
-424
-0.8% -$38.5K
PJT icon
22
PJT Partners
PJT
$4.67B
$5.08M 0.91%
124,770
-40,000
-24% -$1.61M
SPLV icon
23
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$5.01M 0.9%
86,606
-1,000
-1% -$56.4K
DVY icon
24
iShares Select Dividend ETF
DVY
$23.9B
$4.35M 0.78%
42,687
-35
-0.1% -$3.49K
VTI icon
25
Vanguard Morningstar Total Stock Market ETF
VTI
$688B
$4.24M 0.76%
28,067
+880
+3% +$133K
1
2 3 4 5

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OCMI
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HCL
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BPS
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Klingman & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Klingman & Associates held 124 positions worth $559M, up 3.8% from $538M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Klingman & Associates deployed $19.1M of net new capital in Q3 2019, opening 6 new positions and adding to 39 existing holdings. Its largest new stake was Blackstone: 14,065 shares worth $687K.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 93% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $6.71M trimmed.

  • Klingman & Associates's largest Q3 2019 buy was Blackstone: 14,065 shares worth $687K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $10.6M increase.
  • Klingman & Associates's biggest Q3 2019 reduction was iShares TIPS Bond ETF, cutting an estimated $6.71M.
  • Klingman & Associates fully exited JPMorgan Ultra-Short Municipal Income ETF in Q3 2019, selling an estimated $782K.
  • Klingman & Associates's ten largest holdings make up 65% of its $559M portfolio in Q3 2019.
  • Klingman & Associates opened 6 new positions and closed 3 in Q3 2019.
  • Klingman & Associates's portfolio value rose 3.8% quarter-over-quarter to $559M.

Based on Klingman & Associates's 13F filing for Q3 2019, filed 22 Oct 2019.