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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$33.8M 12.1%
164,303
+926
+0.6% +$181K
IVV icon
2
iShares Core S&P 500 ETF
IVV
$886B
$24M 8.61%
116,216
+24,410
+27% +$4.79M
AMJ
3
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$24M 8.6%
885,758
+679
+0.1% +$17.1K
SDY icon
4
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$20.8M 7.44%
259,645
+550
+0.2% +$40.7K
PRF icon
5
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$15.6M 5.6%
885,750
+9,320
+1% +$155K
MDY icon
6
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$14.4M 5.14%
54,639
+7,529
+16% +$1.83M
TIP icon
7
iShares TIPS Bond ETF
TIP
$14.5B
$11.1M 3.96%
96,505
+20,001
+26% +$2.23M
MLPN
8
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$9.56M 3.43%
578,252
+118,661
+26% +$1.85M
IDV icon
9
iShares International Select Dividend ETF
IDV
$8.3B
$8.39M 3.01%
289,423
-7,837
-3% -$216K
IJH icon
10
iShares Core S&P Mid-Cap ETF
IJH
$123B
$6.61M 2.37%
229,255
+61,570
+37% +$1.64M
VNQ icon
11
Vanguard Real Estate ETF
VNQ
$39.2B
$6.14M 2.2%
73,239
+3,664
+5% +$285K
SPLV icon
12
Invesco S&P 500 Low Volatility ETF
SPLV
$7.11B
$5.16M 1.85%
127,927
-2,230
-2% -$85K
IJR icon
13
iShares Core S&P Small-Cap ETF
IJR
$110B
$5.07M 1.82%
90,082
+39,346
+78% +$2.05M
RWL icon
14
Invesco S&P 500 Revenue ETF
RWL
$9.52B
$4.86M 1.74%
120,692
-1,170
-1% -$44.3K
IWM icon
15
iShares Russell 2000 ETF
IWM
$81.6B
$4.32M 1.55%
39,045
+1,100
+3% +$114K
CEM
16
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.22M 1.51%
62,132
-30
-0% -$1.89K
USMV icon
17
iShares MSCI USA Min Vol Factor ETF
USMV
$23.1B
$3.99M 1.43%
90,853
+21,335
+31% +$888K
DVY icon
18
iShares Select Dividend ETF
DVY
$23.8B
$3.95M 1.42%
48,380
+255
+0.5% +$19.5K
PJT icon
19
PJT Partners
PJT
$4.24B
$3.85M 1.38%
160,000
– –
EFA icon
20
iShares MSCI EAFE ETF
EFA
$77.1B
$2.69M 0.96%
46,995
– –
ENH
21
DELISTED
Endurance Specialty Holdings Ltd
ENH
$2.64M 0.95%
40,426
– –
VTI icon
22
Vanguard Total Stock Market ETF
VTI
$661B
$2.52M 0.9%
24,000
– –
IWB icon
23
iShares Russell 1000 ETF
IWB
$48.3B
$2.43M 0.87%
21,323
– –
EFAV icon
24
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.89M 0.68%
28,370
+5,115
+22% +$325K
FCT
25
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$1.85M 0.66%
143,762
+3,400
+2% +$41.5K
1
2 3 4 5

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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.