Klingman & Associates’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Klingman & Associates’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-59,610	Closed	-$4.85M	–	334
2016 Q3	$4.85M	Sell	59,610 -1,464	-2%	-$117K	1.46%	15
2016 Q2	$4.87M	Sell	61,074 -1,058	-2%	-$79.4K	1.57%	15
2016 Q1	$4.22M	Sell	62,132 -30	-0%	-$1.89K	1.51%	16
2015 Q4	$4.72M	Buy	+62,162	New	+$5.48M	1.76%	13
2015 Q3	–	Sell	-47,248	Closed	-$5.09M	–	11
2015 Q2	$5.5M	Buy	47,248 +6,199	+15%	+$784K	2.16%	10
2015 Q1	$5.12M	Buy	41,049 +9,880	+32%	+$1.27M	2.11%	11
2014 Q4	$4.3M	Buy	+31,169	New	+$4.2M	1.79%	12

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return

Fiduciary Trust Boston, Massachusetts $8.46B AUM 21.38% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Klingman & Associates's CEM Position: Q4 2016 in Review

Klingman & Associates sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2016, closing a stake of 59,610 shares — an estimated $4.85M sold.

Klingman & Associates first reported a position in CEM in Q4 2014 and held it in 7 quarters. The position peaked at $5.5M in Q2 2015. 83 funds tracked by Wall St. Rank hold CEM as of Q4 2016.

Klingman & Associates reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2016 after selling out during the quarter.
Klingman & Associates sold 59,610 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2016, an estimated $4.85M.
Klingman & Associates first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2014 and held it in 7 quarters.
Klingman & Associates's ClearBridge MLP and Midstream Fund Inc. position peaked at $5.5M in Q2 2015.
83 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2016.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.