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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

87 hedge funds and large institutions have $428M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

68% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 19

62% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 13

10% more capital invested

Capital invested by funds: $388M → $428M (+$39.6M)

6% more funds holding

Funds holding: 8287 (+5)

Holders
87
Holders Change
+5
Holders Change %
+6.1%
% of All Funds
2.32%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
21
Increased
32
Reduced
19
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$137M +$10.2M +75,985 +8%
Bank of America
2
Bank of America
North Carolina
$49.9M -$55K -408 -0.1%
Bessemer Group
3
Bessemer Group
New Jersey
$35.6M -$2.88M -21,378 -8%
GC
4
Guggenheim Capital
Illinois
$20.1M -$145K -1,076 -0.7%
GKIM
5
GW&K Investment Management
Massachusetts
$17.3M -$29.9K -222 -0.2%
AAM
6
Advisors Asset Management
Colorado
$14.8M +$2.93M +21,704 +25%
Wells Fargo
7
Wells Fargo
California
$14.1M +$4.07M +30,185 +42%
BTS
8
BB&T Securities
Virginia
$12.7M -$37.2K -276 -3%
NP
9
NorthRock Partners
Minnesota
$11.9M +$11.6M +85,765 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$9.7M +$1.09M +8,069 +13%
CA
11
Cornerstone Advisors
North Carolina
$9.22M +$966K +7,160 +12%
Invesco
12
Invesco
Georgia
$8.49M +$775K +5,748 +10%
UBS Group
13
UBS Group
Switzerland
$7.44M +$7.27M +53,890 New
LTI
14
Laffer Tengler Investments
Tennessee
$7.18M
ClearBridge Investments
15
ClearBridge Investments
New York
$6.8M -$139K -1,029 -2%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$6.3M +$1.67M +12,353 +37%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$4.78M +$846K +6,271 +22%
KA
18
Klingman & Associates
New York
$4.3M +$4.2M +31,169 New
Citigroup
19
Citigroup
New York
$3.13M -$17.4K -129 -0.6%
LPL Financial
20
LPL Financial
California
$3.01M +$63.8K +473 +2%
SG Americas Securities
21
SG Americas Securities
New York
$2.94M +$2.88M +21,319 New
OC
22
Oppenheimer & Co
New York
$2.76M -$34.4K -255 -1%
Ameriprise
23
Ameriprise
Minnesota
$2.69M +$739K +5,477 +39%
BOIA
24
Bush ODonnell Investment Advisors
Missouri
$2.33M +$508K +3,764 +29%
SI
25
Stephens Inc
Arkansas
$2.27M -$264K -1,958 -11%

CEM Hedge Fund Activity: Q4 2014 in Review

87 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2014, worth a combined $428M — up 10% from $388M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new CEM positions and 13 closed out — a net gain of 8 holders — while 32 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.2M. The largest seller was Doliver Advisors, exiting entirely with an estimated $3.03M sold.

  • 87 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2014, up from 82 in Q3 2014.
  • Funds reported $428M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2014, up 10% quarter-over-quarter.
  • 21 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2014 and 13 closed out, a net change of +8 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2014 was Morgan Stanley, an estimated $10.2M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2014 was Doliver Advisors, an estimated $3.03M sold.

Based on aggregated 13F filings for Q4 2014.