CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

Back to rankings

83 hedge funds and large institutions have $251M invested in ClearBridge MLP and Midstream Fund Inc. in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 33 increasing their positions, 27 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
83
Holders Change
-6
Holders Change %
-6.74%
% of All Funds
1.64%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
33
Reduced
27
Closed
17
Calls
$10K
Puts
–
Net Calls
+$10K
Net Calls Change
+$10K

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$12.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$61.8M
3
AIM
3
Allen Investment Management
New York
$10.7M
4
HighTower Advisors
4
HighTower Advisors
Illinois
$3.35M
5
Wells Fargo
5
Wells Fargo
California
$7.42M

Top Sellers

1
HI
1
HBK Investments
Texas
$0
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
HKAM
3
Horizon Kinetics Asset Management
New York
$1.13M
4
DA
4
Doliver Advisors
Texas
$0
5
FT
5
Fiduciary Trust
Massachusetts
$2.62M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$61.8M +$4.71M +83,617 +8%
MGAM
2
McGowan Group Asset Management
Texas
$27.9M +$2.02M +35,820 +8%
SEIA
3
Signature Estate & Investment Advisors
California
$16.9M -$171K -3,033 -1%
Bank of America
4
Bank of America
North Carolina
$13.8M +$31.5K +560 +0.2%
UBS Group
5
UBS Group
Switzerland
$12.7M +$5.28M +93,798 +71%
AIM
6
Allen Investment Management
New York
$10.7M +$3.97M +70,449 +59%
TB
7
Terril Brothers
Missouri
$10M -$389K -6,910 -4%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.68M +$330K +5,855 +4%
SIA
9
Sit Investment Associates
Minnesota
$8.62M +$1.87M +33,240 +28%
Wells Fargo
10
Wells Fargo
California
$7.42M +$3.25M +57,771 +78%
KACA
11
Kayne Anderson Capital Advisors
California
$5.25M +$540K +9,600 +11%
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$5.11M – – –
GC
13
Guggenheim Capital
Illinois
$4.51M -$618K -10,981 -12%
AAM
14
Advisors Asset Management
Colorado
$4.46M +$570K +10,122 +15%
Ameriprise
15
Ameriprise
Minnesota
$3.52M +$122K +2,167 +4%
HighTower Advisors
16
HighTower Advisors
Illinois
$3.35M +$3.35M +59,576 New
Invesco
17
Invesco
Georgia
$3.09M +$1.21M +21,437 +64%
PFO
18
Pathstone Family Office
New Jersey
$3.08M +$1.06M +1,888 +53%
KIM
19
Karpus Investment Management
New York
$2.74M +$49.1K +873 +2%
FT
20
Fiduciary Trust
Massachusetts
$2.62M -$1.03M -18,295 -28%
OA
21
Oxbow Advisors
Texas
$2.56M +$531K +9,426 +26%
Goldman Sachs
22
Goldman Sachs
New York
$2.17M +$120K +2,132 +6%
ClearBridge Investments
23
ClearBridge Investments
New York
$1.68M +$74.4K +1,300 +5%
RJA
24
Raymond James & Associates
Florida
$1.63M -$551K -9,789 -25%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.5M +$645K +11,452 +75%
1
2 3 4