CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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70 hedge funds and large institutions have $315M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 11 closing their positions.

Holders
70
Holders Change
-1
Holders Change %
-1.41%
% of All Funds
2.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
25
Reduced
19
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$122M
2
CA
2
Cornerstone Advisors
North Carolina
$1.83M
3
NCM
3
Newgate Capital Management
Connecticut
$1.29M
4
Wells Fargo
4
Wells Fargo
California
$7.81M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$7.72M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$16.4M
2
Bank of America
2
Bank of America
North Carolina
$41.9M
3
Ameriprise
3
Ameriprise
Minnesota
$1.12M
4
Invesco
4
Invesco
Georgia
$9.09M
5
U
5
UBS
Switzerland
$6.91M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$122M 915,103 +33,368 +4%
Bank of America
2
Bank of America
North Carolina
$41.9M 315,012 -14,437 -4%
GKIM
3
GW&K Investment Management
Massachusetts
$16.4M 123,486 +2,620 +2%
AAM
4
Advisors Asset Management
Colorado
$16.4M 123,344 -20,617 -14%
GC
5
Guggenheim Capital
Illinois
$15.9M 119,716 +295 +0.2%
BTS
6
BB&T Securities
Virginia
$12.5M 9,390 -202 -2%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$10.2M 76,663 -455 -0.6%
Invesco
8
Invesco
Georgia
$9.09M 68,286 -7,719 -10%
Wells Fargo
9
Wells Fargo
California
$7.81M 58,650 +7,828 +15%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.72M 57,971 +4,903 +9%
U
11
UBS
Switzerland
$6.91M 51,876 -4,068 -7%
ClearBridge Investments
12
ClearBridge Investments
New York
$6.7M 50,294 +250 +0.5%
LPL Financial
13
LPL Financial
California
$3.5M 26,316 -839 -3%
Citigroup
14
Citigroup
New York
$3.26M 24,464 -1,351 -5%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.63M 19,732 +540 +3%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.54M 19,068 +3,946 +26%
SI
17
Stephens Inc
Arkansas
$2.43M 18,223 -785 -4%
OC
18
Oppenheimer & Co
New York
$2.15M 16,134 +1,093 +7%
DADC
19
D.A. Davidson & Co
Montana
$1.97M 14,821 +191 +1%
CA
20
Cornerstone Advisors
North Carolina
$1.83M 13,744 +13,744 New
MCM
21
Murphy Capital Management
New Jersey
$1.54M 11,603 +1,753 +18%
BOIA
22
Bush ODonnell Investment Advisors
Missouri
$1.43M 10,733 +760 +8%
CIC
23
Carnegie Investment Counsel
Ohio
$1.4M 10,475 -300 -3%
NCM
24
Newgate Capital Management
Connecticut
$1.29M 9,674 +9,674 New
Stifel Financial
25
Stifel Financial
Missouri
$1.21M 9,068 +9,068 New
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