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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

70 hedge funds and large institutions have $315M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 19

1% less capital invested

Capital invested by funds: $318M → $315M (-$3.12M)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

1% less funds holding

Funds holding: 7170 (-1)

Holders
70
Holders Change
-1
Holders Change %
-1.41%
% of All Funds
2.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
25
Reduced
19
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$122M +$4.36M +33,368 +4%
Bank of America
2
Bank of America
North Carolina
$41.9M -$1.89M -14,437 -4%
GKIM
3
GW&K Investment Management
Massachusetts
$16.4M +$342K +2,620 +2%
AAM
4
Advisors Asset Management
Colorado
$16.4M -$2.69M -20,617 -14%
GC
5
Guggenheim Capital
Illinois
$15.9M +$38.6K +295 +0.2%
BTS
6
BB&T Securities
Virginia
$12.5M -$26.4K -202 -2%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$10.2M -$59.5K -455 -0.6%
Invesco
8
Invesco
Georgia
$9.09M -$1.01M -7,719 -10%
Wells Fargo
9
Wells Fargo
California
$7.81M +$1.02M +7,828 +15%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$7.72M +$641K +4,903 +9%
U
11
UBS
Switzerland
$6.91M -$532K -4,068 -7%
ClearBridge Investments
12
ClearBridge Investments
New York
$6.7M +$32.7K +250 +0.5%
LPL Financial
13
LPL Financial
California
$3.5M -$110K -839 -3%
Citigroup
14
Citigroup
New York
$3.26M -$177K -1,351 -5%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.63M +$70.6K +540 +3%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$2.54M +$516K +3,946 +26%
SI
17
Stephens Inc
Arkansas
$2.43M -$103K -785 -4%
OC
18
Oppenheimer & Co
New York
$2.15M +$143K +1,093 +7%
DADC
19
D.A. Davidson & Co
Montana
$1.97M +$25K +191 +1%
CA
20
Cornerstone Advisors
North Carolina
$1.83M +$1.8M +13,744 New
MCM
21
Murphy Capital Management
New Jersey
$1.54M +$229K +1,753 +18%
BOIA
22
Bush ODonnell Investment Advisors
Missouri
$1.43M +$99.3K +760 +8%
CIC
23
Carnegie Investment Counsel
Ohio
$1.4M -$39.2K -300 -3%
NCM
24
Newgate Capital Management
Connecticut
$1.29M +$1.26M +9,674 New
Stifel Financial
25
Stifel Financial
Missouri
$1.21M +$1.19M +9,068 New

CEM Hedge Fund Activity: Q1 2014 in Review

70 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2014, worth a combined $315M — down 0.98% from $318M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of CEM and 10 opened new positions — a net loss of 1 holder — while 19 trimmed existing stakes and 25 added.

The largest buyer was Morgan Stanley, adding an estimated $4.36M. The largest seller was Advisors Asset Management, cutting an estimated $2.69M.

  • 70 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2014, down from 71 in Q4 2013.
  • Funds reported $315M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2014, down 0.98% quarter-over-quarter.
  • 10 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2014 and 11 closed out, a net change of -1 holder.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2014 was Morgan Stanley, an estimated $4.36M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2014 was Advisors Asset Management, an estimated $2.69M sold.

Based on aggregated 13F filings for Q1 2014.