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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

84 hedge funds and large institutions have $259M invested in ClearBridge MLP and Midstream Fund Inc. in 2015 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 17 increasing their positions, 32 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

130% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 10

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

17% more funds holding

Funds holding: 7284 (+12)

7% less capital invested

Capital invested by funds: $280M → $259M (-$20.6M)

47% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 32

Holders
84
Holders Change
+12
Holders Change %
+16.67%
% of All Funds
2.2%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
23
Increased
17
Reduced
32
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$66.8M -$2.26M -25,630 -3%
Bank of America
2
Bank of America
North Carolina
$39.9M -$1.28M -14,571 -3%
FT
3
Fiduciary Trust
Massachusetts
$18.7M +$14M +159,302 +182%
SLF
4
Sun Life Financial
Ontario, Canada
$14.9M +$1.06K +12 +67%
NP
5
NorthRock Partners
Minnesota
$14.3M +$948K +10,759 +6%
Bessemer Group
6
Bessemer Group
New Jersey
$14.2M -$8.12M -92,143 -33%
GC
7
Guggenheim Capital
Illinois
$10.4M -$658K -7,475 -5%
AAM
8
Advisors Asset Management
Colorado
$7.39M -$313K -3,549 -4%
SEIA
9
Signature Estate & Investment Advisors
California
$6.9M +$8.01M +90,922 New
Wells Fargo
10
Wells Fargo
California
$5.61M -$1.28M -14,525 -16%
Invesco
11
Invesco
Georgia
$5.08M -$556K -6,318 -9%
UBS Group
12
UBS Group
Switzerland
$5.06M -$840K -9,536 -13%
KA
13
Klingman & Associates
New York
$4.72M +$5.48M +62,162 New
ClearBridge Investments
14
ClearBridge Investments
New York
$3.54M -$1.44M -16,399 -26%
DA
15
Doliver Advisors
Texas
$3.32M +$3.85M +43,716 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$3.12M -$4.39M -49,839 -55%
LPL Financial
17
LPL Financial
California
$2.45M +$1.54M +17,435 +114%
Ameriprise
18
Ameriprise
Minnesota
$2.4M +$309K +3,512 +12%
SIA
19
Sit Investment Associates
Minnesota
$2.17M +$2.52M +28,633 New
WAM
20
Weiss Asset Management
Massachusetts
$2.16M +$2.51M +28,458 New
Citigroup
21
Citigroup
New York
$1.81M -$458K -5,196 -18%
SG Americas Securities
22
SG Americas Securities
New York
$1.62M +$1.88M +21,389 New
CHA
23
Cedar Hill Associates
Illinois
$1.47M +$1.71M +19,389 New
BOIA
24
Bush ODonnell Investment Advisors
Missouri
$1.21M -$9.87K -112 -0.7%
AM
25
Appaloosa Management
Florida
$1.19M +$1.38M +15,666 New

CEM Hedge Fund Activity: Q4 2015 in Review

84 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2015, worth a combined $259M — down 7.4% from $280M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new CEM positions and 10 closed out — a net gain of 13 holders — while 17 added to existing stakes and 32 trimmed.

The largest buyer was Fiduciary Trust, adding an estimated $14M. The largest seller was GW&K Investment Management, exiting entirely with an estimated $11M sold.

  • 84 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2015, up from 72 in Q3 2015.
  • Funds reported $259M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2015, down 7.4% quarter-over-quarter.
  • 23 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2015 and 10 closed out, a net change of +13 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2015 was Fiduciary Trust, an estimated $14M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2015 was GW&K Investment Management, an estimated $11M sold.

Based on aggregated 13F filings for Q4 2015.