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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

80 hedge funds and large institutions have $401M invested in ClearBridge MLP and Midstream Fund Inc. in 2015 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 24 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 24

6% less capital invested

Capital invested by funds: $428M → $401M (-$27M)

8% less funds holding

Funds holding: 8780 (-7)

29% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 17

Holders
80
Holders Change
-7
Holders Change %
-8.05%
% of All Funds
2.13%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
24
Reduced
24
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$120M -$4.12M -31,951 -3%
Bank of America
2
Bank of America
North Carolina
$47.4M +$2.3M +17,855 +5%
Bessemer Group
3
Bessemer Group
New Jersey
$34.7M +$2.58M +20,000 +8%
GC
4
Guggenheim Capital
Illinois
$18M -$258K -2,000 -1%
GKIM
5
GW&K Investment Management
Massachusetts
$16.6M +$938K +7,284 +6%
SLF
6
Sun Life Financial
Ontario, Canada
$15.3M +$3.86K +30 New
AAM
7
Advisors Asset Management
Colorado
$14.4M +$1.05M +8,113 +8%
Wells Fargo
8
Wells Fargo
California
$12.4M -$402K -3,119 -3%
NP
9
NorthRock Partners
Minnesota
$12.4M +$1.71M +13,291 +15%
BTS
10
BB&T Securities
Virginia
$10.9M -$62K -481 -5%
UBS Group
11
UBS Group
Switzerland
$10.2M +$3.56M +27,622 +51%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$9.23M +$468K +3,637 +5%
Invesco
13
Invesco
Georgia
$8.46M +$809K +6,282 +10%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$7.7M +$2.05M +15,882 +35%
ClearBridge Investments
15
ClearBridge Investments
New York
$7.07M +$949K +7,367 +15%
CA
16
Cornerstone Advisors
North Carolina
$6.13M -$2.28M -17,696 -26%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$5.43M +$1.14M +8,851 +26%
KA
18
Klingman & Associates
New York
$5.12M +$1.27M +9,880 +32%
DA
19
Doliver Advisors
Texas
$2.96M +$3.05M +23,695 New
Citigroup
20
Citigroup
New York
$2.83M +$1.42K +11 +0%
Ameriprise
21
Ameriprise
Minnesota
$2.77M +$352K +2,736 +14%
OC
22
Oppenheimer & Co
New York
$2.45M -$48.2K -374 -2%
LPL Financial
23
LPL Financial
California
$2.12M -$628K -4,879 -22%
SI
24
Stephens Inc
Arkansas
$2.1M +$47.7K +370 +2%
BOIA
25
Bush ODonnell Investment Advisors
Missouri
$1.95M -$161K -1,247 -7%

CEM Hedge Fund Activity: Q1 2015 in Review

80 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2015, worth a combined $401M — down 6.3% from $428M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of CEM and 12 opened new positions — a net loss of 5 holders — while 24 trimmed existing stakes and 24 added.

The largest buyer was UBS Group, adding an estimated $3.56M. The largest seller was Morgan Stanley, cutting an estimated $4.12M.

  • 80 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2015, down from 87 in Q4 2014.
  • Funds reported $401M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2015, down 6.3% quarter-over-quarter.
  • 12 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2015 and 17 closed out, a net change of -5 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2015 was UBS Group, an estimated $3.56M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2015 was Morgan Stanley, an estimated $4.12M sold.

Based on aggregated 13F filings for Q1 2015.