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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

50 hedge funds and large institutions have $37.3M invested in ClearBridge MLP and Midstream Fund Inc. in 2020 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 28 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% less capital invested

Capital invested by funds: $53M → $37.3M (-$15.6M)

35% less funds holding

Funds holding: 7750 (-27)

61% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 28

79% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 34

Holders
50
Holders Change
-27
Holders Change %
-35.06%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
11
Reduced
28
Closed
34
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.05M -$966K -67,424 -11%
MGAM
2
McGowan Group Asset Management
Texas
$5.27M -$19.4K -1,356 -0.3%
AC
3
Aristides Capital
Kentucky
$3.08M +$3.99M +278,254 New
SIA
4
Sit Investment Associates
Minnesota
$1.99M +$42.9K +2,997 +2%
TB
5
Terril Brothers
Missouri
$1.91M -$35.3K -2,463 -1%
Bank of America
6
Bank of America
North Carolina
$1.85M +$646K +45,098 +37%
Ameriprise
7
Ameriprise
Minnesota
$1.74M +$480K +33,528 +27%
LCM
8
Landscape Capital Management
New Jersey
$1.68M -$14 -1 -0%
CA
9
Cornerstone Advisors
North Carolina
$1.61M -$1.73M -120,700 -45%
OA
10
Oxbow Advisors
Texas
$1.43M +$1.69M +118,290 +1,053%
AAM
11
Advisors Asset Management
Colorado
$1.41M +$156K +10,874 +9%
6M
12
6 Meridian
Kansas
$992K +$376K +26,234 +41%
KACA
13
Kayne Anderson Capital Advisors
California
$991K
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$788K -$303K -21,146 -23%
Wells Fargo
15
Wells Fargo
California
$757K -$230K -16,072 -19%
Invesco
16
Invesco
Georgia
$633K -$147K -10,274 -15%
HighTower Advisors
17
HighTower Advisors
Illinois
$631K +$814K +56,854 New
UBS Group
18
UBS Group
Switzerland
$616K +$136K +9,503 +21%
GC
19
Guggenheim Capital
Illinois
$605K -$171K -11,933 -18%
CRC
20
Curi RMB Capital
Illinois
$361K +$207K +14,436 +79%
CCP
21
Clough Capital Partners
Massachusetts
$327K -$547K -38,176 -56%
ClearBridge Investments
22
ClearBridge Investments
New York
$313K -$19.2K -1,340 -5%
Osaic Holdings
23
Osaic Holdings
Arizona
$265K +$154K +10,750 +82%
RJA
24
Raymond James & Associates
Florida
$261K -$21.4K -1,493 -6%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$242K -$14.1K -981 -4%

CEM Hedge Fund Activity: Q3 2020 in Review

50 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2020, worth a combined $37.3M — down 30% from $53M a quarter earlier.

Sellers outnumbered buyers: 34 funds closed out of CEM and 7 opened new positions — a net loss of 27 holders — while 28 trimmed existing stakes and 11 added.

The largest buyer was Aristides Capital, opening a new position worth an estimated $3.99M. The largest seller was Cornerstone Advisors, cutting an estimated $1.73M.

  • 50 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2020, down from 77 in Q2 2020.
  • Funds reported $37.3M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2020, down 30% quarter-over-quarter.
  • 7 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2020 and 34 closed out, a net change of -27 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2020 was Aristides Capital, an estimated $3.99M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2020 was Cornerstone Advisors, an estimated $1.73M sold.

Based on aggregated 13F filings for Q3 2020.