Rivernorth Capital Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Rivernorth Capital Management’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q2	–	Sell	-25,604	Closed	-$1.17M	–	462
2024 Q1	$1.17M	Buy	+25,604	New	+$1.07M	0.06%	189
2020 Q3	–	Sell	-81,647	Closed	-$1.3M	–	354
2020 Q2	$1.3M	Buy	+81,647	New	+$1.31M	0.07%	173

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Tradewinds LLC Raleigh, North Carolina $310M AUM 22.31% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Rivernorth Capital Management's CEM Position: Q2 2024 in Review

Rivernorth Capital Management sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q2 2024, closing a stake of 25,604 shares — an estimated $1.17M sold.

Rivernorth Capital Management first reported a position in CEM in Q2 2020 and held it in 2 quarters. The position peaked at $1.3M in Q2 2020. 51 funds tracked by Wall St. Rank hold CEM as of Q2 2024.

Rivernorth Capital Management reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q2 2024 after selling out during the quarter.
Rivernorth Capital Management sold 25,604 ClearBridge MLP and Midstream Fund Inc. shares in Q2 2024, an estimated $1.17M.
Rivernorth Capital Management first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2020 and held it in 2 quarters.
Rivernorth Capital Management's ClearBridge MLP and Midstream Fund Inc. position peaked at $1.3M in Q2 2020.
51 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q2 2024.

Based on Rivernorth Capital Management's 13F filing for Q2 2024, filed 14 Aug 2024.