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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

77 hedge funds and large institutions have $53M invested in ClearBridge MLP and Midstream Fund Inc. in 2020 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 33 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more capital invested

Capital invested by funds: $36.1M → $53M (+$16.9M)

11% less funds holding

Funds holding: 8777 (-10)

30% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 33

53% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 19

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
77
Holders Change
-10
Holders Change %
-11.49%
% of All Funds
1.58%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
23
Reduced
33
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.81M -$2.7M -168,076 -21%
MGAM
2
McGowan Group Asset Management
Texas
$7.63M +$37K +2,302 +0.5%
CA
3
Cornerstone Advisors
North Carolina
$4.25M +$3.67M +227,980 +589%
SIA
4
Sit Investment Associates
Minnesota
$2.82M +$196K +12,200 +7%
TB
5
Terril Brothers
Missouri
$2.8M -$15.8K -985 -0.6%
LCM
6
Landscape Capital Management
New Jersey
$2.42M +$32.2K +2,003 +1%
Ameriprise
7
Ameriprise
Minnesota
$1.97M +$481K +29,921 +32%
Bank of America
8
Bank of America
North Carolina
$1.96M -$1.84M -114,520 -48%
AAM
9
Advisors Asset Management
Colorado
$1.86M +$245K +15,220 +15%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.47M -$9.78K -608 -0.7%
KACA
11
Kayne Anderson Capital Advisors
California
$1.43M +$161K +10,000 +13%
Wells Fargo
12
Wells Fargo
California
$1.35M +$51.4K +3,198 +4%
RCM
13
Rivernorth Capital Management
Florida
$1.3M +$1.31M +81,647 New
CCP
14
Clough Capital Partners
Massachusetts
$1.08M +$1.09M +67,776 New
Invesco
15
Invesco
Georgia
$1.08M +$11K +685 +1%
GC
16
Guggenheim Capital
Illinois
$1.06M -$171K -10,629 -14%
6M
17
6 Meridian
Kansas
$1.01M +$749K +46,603 +275%
UBS Group
18
UBS Group
Switzerland
$737K -$222K -13,829 -23%
FT
19
Fiduciary Trust
Massachusetts
$632K -$25K -1,556 -4%
ClearBridge Investments
20
ClearBridge Investments
New York
$474K -$13.9K -867 -3%
RJA
21
Raymond James & Associates
Florida
$400K +$123K +7,670 +44%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$365K -$38.5K -2,392 -9%
SWP
23
Stratos Wealth Partners
Ohio
$318K -$8.6K -535 -3%
CRC
24
Curi RMB Capital
Illinois
$291K +$48.8K +3,032 +20%
MGWM
25
Marks Group Wealth Management
Minnesota
$287K

CEM Hedge Fund Activity: Q2 2020 in Review

77 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q2 2020, worth a combined $53M — up 47% from $36.1M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of CEM and 9 opened new positions — a net loss of 10 holders — while 33 trimmed existing stakes and 23 added.

The largest buyer was Cornerstone Advisors, adding an estimated $3.67M. The largest seller was Morgan Stanley, cutting an estimated $2.7M.

  • 77 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q2 2020, down from 87 in Q1 2020.
  • Funds reported $53M of ClearBridge MLP and Midstream Fund Inc. stock for Q2 2020, up 47% quarter-over-quarter.
  • 9 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q2 2020 and 19 closed out, a net change of -10 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q2 2020 was Cornerstone Advisors, an estimated $3.67M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q2 2020 was Morgan Stanley, an estimated $2.7M sold.

Based on aggregated 13F filings for Q2 2020.