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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

75 hedge funds and large institutions have $271M invested in ClearBridge MLP and Midstream Fund Inc. in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $261M → $271M (+$10.2M)

4% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 27

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 7875 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
75
Holders Change
-3
Holders Change %
-3.85%
% of All Funds
2%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
28
Reduced
27
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$67.2M +$3.97M +49,712 +6%
Bank of America
2
Bank of America
North Carolina
$48.4M -$302K -3,786 -0.6%
FT
3
Fiduciary Trust
Massachusetts
$28M +$1.33M +16,624 +5%
NP
4
NorthRock Partners
Minnesota
$27.1M +$701K +8,771 +3%
SEIA
5
Signature Estate & Investment Advisors
California
$10.9M +$627K +7,853 +6%
GC
6
Guggenheim Capital
Illinois
$9.13M -$986K -12,347 -10%
UBS Group
7
UBS Group
Switzerland
$7.34M +$58.7K +735 +0.8%
Wells Fargo
8
Wells Fargo
California
$7.24M +$289K +3,620 +4%
AAM
9
Advisors Asset Management
Colorado
$6.9M -$242K -3,029 -3%
Ameriprise
10
Ameriprise
Minnesota
$4.94M +$1.35M +16,911 +39%
KA
11
Klingman & Associates
New York
$4.85M -$117K -1,464 -2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$4.65M +$564K +7,062 +14%
HK
13
Horizon Kinetics
New York
$4.35M +$424K +5,303 +11%
SIA
14
Sit Investment Associates
Minnesota
$4.11M +$226K +2,826 +6%
ClearBridge Investments
15
ClearBridge Investments
New York
$3.6M -$276K -3,450 -7%
Invesco
16
Invesco
Georgia
$3.54M -$880K -11,014 -20%
BCM
17
Beck Capital Management
Texas
$2.33M -$373K -4,666 -14%
CIC
18
Carnegie Investment Counsel
Ohio
$1.77M +$252K +3,156 +16%
RJA
19
Raymond James & Associates
Florida
$1.51M +$358K +4,484 +32%
BOIA
20
Bush ODonnell Investment Advisors
Missouri
$1.31M
Cohen & Steers
21
Cohen & Steers
New York
$1.29M -$23.6K -295 -2%
Citigroup
22
Citigroup
New York
$1.25M -$881K -11,034 -42%
HFS
23
HL Financial Services
Kentucky
$1.24M +$16.8K +210 +1%
CHA
24
Cedar Hill Associates
Illinois
$1.22M -$39.1K -490 -3%
TB
25
Terril Brothers
Missouri
$1.14M +$602K +7,540 +117%

CEM Hedge Fund Activity: Q3 2016 in Review

75 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2016, worth a combined $271M — up 3.9% from $261M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of CEM and 2 opened new positions — a net loss of 3 holders — while 27 trimmed existing stakes and 28 added.

The largest buyer was Morgan Stanley, adding an estimated $3.97M. The largest seller was Guggenheim Capital, cutting an estimated $986K.

  • 75 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2016, down from 78 in Q2 2016.
  • Funds reported $271M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2016, up 3.9% quarter-over-quarter.
  • 2 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2016 and 5 closed out, a net change of -3 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2016 was Morgan Stanley, an estimated $3.97M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2016 was Guggenheim Capital, an estimated $986K sold.

Based on aggregated 13F filings for Q3 2016.