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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

98 hedge funds and large institutions have $222M invested in ClearBridge MLP and Midstream Fund Inc. in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 19 increasing their positions, 38 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 9

20% more funds holding

Funds holding: 8298 (+16)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

28% less capital invested

Capital invested by funds: $310M → $222M (-$87.6M)

50% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 38

Holders
98
Holders Change
+16
Holders Change %
+19.51%
% of All Funds
2.18%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
26
Increased
19
Reduced
38
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$52.2M -$354K -5,652 -0.6%
MGAM
2
McGowan Group Asset Management
Texas
$22.2M +$782K +12,486 +3%
NP
3
NorthRock Partners
Minnesota
$17M +$948K +15,144 +5%
Bank of America
4
Bank of America
North Carolina
$14.2M +$664K +10,601 +4%
UBS Group
5
UBS Group
Switzerland
$14M +$562K +8,978 +3%
TB
6
Terril Brothers
Missouri
$10.2M -$247K -3,940 -2%
SEIA
7
Signature Estate & Investment Advisors
California
$9.71M -$2.34M -37,393 -17%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.14M +$1.81M +28,881 +20%
SIA
9
Sit Investment Associates
Minnesota
$8.11M -$3.1M -49,464 -24%
GC
10
Guggenheim Capital
Illinois
$4.79M -$983K -15,705 -15%
FT
11
Fiduciary Trust
Massachusetts
$4.56M -$1.44M -22,923 -21%
HI
12
HBK Investments
Texas
$3.68M +$4.43M +70,760 New
VIA
13
Vident Investment Advisory
Georgia
$3.38M -$56.2K -898 -1%
AAM
14
Advisors Asset Management
Colorado
$3.14M -$727K -11,609 -16%
Ameriprise
15
Ameriprise
Minnesota
$2.81M +$68K +1,086 +2%
HK
16
Horizon Kinetics
New York
$2.67M -$144K -2,305 -4%
Wells Fargo
17
Wells Fargo
California
$2.16M -$1.93M -30,832 -43%
KIM
18
Karpus Investment Management
New York
$2.02M +$2.43M +38,727 New
Invesco
19
Invesco
Georgia
$1.85M +$203K +3,237 +10%
OA
20
Oxbow Advisors
Texas
$1.59M +$568K +9,076 +42%
1832 Asset Management
21
1832 Asset Management
Ontario, Canada
$1.56M
ClearBridge Investments
22
ClearBridge Investments
New York
$1.48M -$487K -7,780 -21%
CIC
23
Carnegie Investment Counsel
Ohio
$1.37M +$1.65M +26,291 New
SWP
24
Stratos Wealth Partners
Ohio
$1.36M +$36.6K +585 +2%
IWP
25
Icon Wealth Partners
Texas
$1.27M -$143K -2,281 -9%

CEM Hedge Fund Activity: Q4 2018 in Review

98 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2018, worth a combined $222M — down 28% from $310M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new CEM positions and 9 closed out — a net gain of 17 holders — while 19 added to existing stakes and 38 trimmed.

The largest buyer was HBK Investments, opening a new position worth an estimated $4.43M. The largest seller was Allen Investment Management, cutting an estimated $3.35M.

  • 98 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2018, up from 82 in Q3 2018.
  • Funds reported $222M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2018, down 28% quarter-over-quarter.
  • 26 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2018 and 9 closed out, a net change of +17 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2018 was HBK Investments, an estimated $4.43M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2018 was Allen Investment Management, an estimated $3.35M sold.

Based on aggregated 13F filings for Q4 2018.