Karpus Investment Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Karpus Investment Management’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-48,724	Closed	-$2.74M	–	244
2019 Q4	$2.74M	Buy	48,724 +873	+2%	+$46.8K	0.09%	122
2019 Q3	$2.72M	Sell	47,851 -104	-0.2%	-$6.05K	0.1%	123
2019 Q2	$2.87M	Sell	47,955 -46	-0.1%	-$2.83K	0.1%	121
2019 Q1	$3.07M	Buy	48,001 +9,274	+24%	+$564K	0.11%	120
2018 Q4	$2.02M	Buy	+38,727	New	+$2.43M	0.08%	131

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Karpus Investment Management's CEM Position: Q1 2020 in Review

Karpus Investment Management sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2020, closing a stake of 48,724 shares — an estimated $2.74M sold.

Karpus Investment Management first reported a position in CEM in Q4 2018 and held it in 5 quarters. The position peaked at $3.07M in Q1 2019. 87 funds tracked by Wall St. Rank hold CEM as of Q1 2020.

Karpus Investment Management reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2020 after selling out during the quarter.
Karpus Investment Management sold 48,724 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2020, an estimated $2.74M.
Karpus Investment Management first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2018 and held it in 5 quarters.
Karpus Investment Management's ClearBridge MLP and Midstream Fund Inc. position peaked at $3.07M in Q1 2019.
87 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2020.

Based on Karpus Investment Management's 13F filing for Q1 2020, filed 18 May 2020.