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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

90 hedge funds and large institutions have $249M invested in ClearBridge MLP and Midstream Fund Inc. in 2019 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 32 increasing their positions, 30 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

7% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 30

0% more funds holding

Funds holding: 9090 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

5% less capital invested

Capital invested by funds: $262M → $249M (-$13M)

Holders
90
Holders Change
Holders Change %
0%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
11
Increased
32
Reduced
30
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$59.7M -$423K -6,873 -0.7%
MGAM
2
McGowan Group Asset Management
Texas
$26.9M +$631K +10,250 +2%
SEIA
3
Signature Estate & Investment Advisors
California
$16.7M +$2.37M +38,455 +16%
VF
4
Virtu Financial
New York
$15.7M +$16.2M +262,685 New
Bank of America
5
Bank of America
North Carolina
$14.5M -$750K -12,181 -5%
TB
6
Terril Brothers
Missouri
$11.4M -$74.2K -1,205 -0.6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$10.9M -$51.6K -837 -0.5%
HI
8
HBK Investments
Texas
$7.87M +$629K +10,208 +8%
UBS Group
9
UBS Group
Switzerland
$7.84M -$457K -7,420 -5%
AIM
10
Allen Investment Management
New York
$6.85M +$76.9K +1,248 +1%
GC
11
Guggenheim Capital
Illinois
$5.65M +$8.93K +145 +0.2%
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$5.18M +$128K +2,082 +2%
FT
13
Fiduciary Trust
Massachusetts
$4.39M -$329K -5,346 -7%
SIA
14
Sit Investment Associates
Minnesota
$4.04M +$3.16M +51,293 +314%
AAM
15
Advisors Asset Management
Colorado
$3.8M +$239K +3,876 +6%
Wells Fargo
16
Wells Fargo
California
$3.61M +$93.1K +1,512 +3%
Ameriprise
17
Ameriprise
Minnesota
$3.23M -$90.9K -1,476 -3%
HKAM
18
Horizon Kinetics Asset Management
New York
$3.06M +$1.23K +20 +0%
KIM
19
Karpus Investment Management
New York
$2.87M -$2.83K -46 -0.1%
KACA
20
Kayne Anderson Capital Advisors
California
$2.33M +$2.22M +36,000 +1,161%
RJA
21
Raymond James & Associates
Florida
$2.1M +$473K +7,674 +28%
Goldman Sachs
22
Goldman Sachs
New York
$2.06M -$135K -2,194 -6%
Invesco
23
Invesco
Georgia
$1.94M -$308K -5,001 -13%
OA
24
Oxbow Advisors
Texas
$1.94M -$109K -1,772 -5%
ClearBridge Investments
25
ClearBridge Investments
New York
$1.61M -$61.6K -1,000 -4%

CEM Hedge Fund Activity: Q2 2019 in Review

90 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q2 2019, worth a combined $249M — down 5% from $262M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new CEM positions and 9 closed out — a net gain of 2 holders — while 32 added to existing stakes and 30 trimmed.

The largest buyer was Virtu Financial, opening a new position worth an estimated $16.2M. The largest seller was NorthRock Partners, cutting an estimated $20.7M.

  • 90 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q2 2019, unchanged from Q1 2019.
  • Funds reported $249M of ClearBridge MLP and Midstream Fund Inc. stock for Q2 2019, down 5% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q2 2019 and 9 closed out, a net change of +2 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q2 2019 was Virtu Financial, an estimated $16.2M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q2 2019 was NorthRock Partners, an estimated $20.7M sold.

Based on aggregated 13F filings for Q2 2019.