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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

82 hedge funds and large institutions have $310M invested in ClearBridge MLP and Midstream Fund Inc. in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 32 increasing their positions, 25 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 25

0% more capital invested

Capital invested by funds: $309M → $310M (+$620K)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2% less funds holding

Funds holding: 8482 (-2)

22% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 9

Holders
82
Holders Change
-2
Holders Change %
-2.38%
% of All Funds
1.87%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
7
Increased
32
Reduced
25
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$73.2M -$4.14M -56,402 -5%
MGAM
2
McGowan Group Asset Management
Texas
$30.1M -$37.3K -508 -0.1%
NP
3
NorthRock Partners
Minnesota
$22.6M +$743K +10,138 +3%
Bank of America
4
Bank of America
North Carolina
$19M -$525K -7,155 -3%
UBS Group
5
UBS Group
Switzerland
$18.9M +$1.07M +14,534 +6%
SEIA
6
Signature Estate & Investment Advisors
California
$16.3M -$805K -10,983 -5%
SIA
7
Sit Investment Associates
Minnesota
$14.9M -$885K -12,062 -6%
TB
8
Terril Brothers
Missouri
$14.6M +$369K +5,025 +3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$10.7M +$718K +9,796 +7%
FT
10
Fiduciary Trust
Massachusetts
$8.03M -$33.2K -453 -0.4%
GC
11
Guggenheim Capital
Illinois
$7.82M +$829K +11,308 +12%
AIM
12
Allen Investment Management
New York
$5.62M -$3.69M -50,338 -39%
Wells Fargo
13
Wells Fargo
California
$5.25M +$25.7K +350 +0.5%
AAM
14
Advisors Asset Management
Colorado
$5.22M -$1.24M -16,942 -19%
VIA
15
Vident Investment Advisory
Georgia
$4.79M +$198K +2,695 +4%
HK
16
Horizon Kinetics
New York
$3.89M -$97.5K -1,329 -2%
Ameriprise
17
Ameriprise
Minnesota
$3.85M -$1.22M -16,662 -24%
PI
18
Parkside Investments
Illinois
$3.68M +$573K +7,808 +18%
ClearBridge Investments
19
ClearBridge Investments
New York
$2.64M -$352K -4,800 -12%
Invesco
20
Invesco
Georgia
$2.35M +$453K +6,178 +24%
1832 Asset Management
21
1832 Asset Management
Ontario, Canada
$2.18M +$2.2M +30,000 New
RJA
22
Raymond James & Associates
Florida
$1.95M +$45.8K +625 +2%
IWP
23
Icon Wealth Partners
Texas
$1.94M -$99.4K -1,356 -5%
SWP
24
Stratos Wealth Partners
Ohio
$1.86M +$18.6K +253 +1%
EWM
25
Edge Wealth Management
New York
$1.75M -$12.6K -172 -0.7%

CEM Hedge Fund Activity: Q3 2018 in Review

82 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2018, worth a combined $310M — up 0.2% from $309M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of CEM and 7 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 32 added.

The largest buyer was 1832 Asset Management, opening a new position worth an estimated $2.2M. The largest seller was Morgan Stanley, cutting an estimated $4.14M.

  • 82 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2018, down from 84 in Q2 2018.
  • Funds reported $310M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2018, up 0.2% quarter-over-quarter.
  • 7 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2018 and 9 closed out, a net change of -2 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2018 was 1832 Asset Management, an estimated $2.2M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2018 was Morgan Stanley, an estimated $4.14M sold.

Based on aggregated 13F filings for Q3 2018.