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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

75 hedge funds and large institutions have $150M invested in ClearBridge MLP and Midstream Fund Inc. in 2022 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

13% more capital invested

Capital invested by funds: $132M → $150M (+$17.4M)

4% more funds holding

Funds holding: 7275 (+3)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 20

Holders
75
Holders Change
+3
Holders Change %
+4.17%
% of All Funds
1.21%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
20
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$30.8M +$11.6M +342,691 +59%
Morgan Stanley
2
Morgan Stanley
New York
$22.9M +$608K +17,980 +3%
Bank of America
3
Bank of America
North Carolina
$11.1M -$1.18M -34,906 -10%
MGAM
4
McGowan Group Asset Management
Texas
$9.24M -$3.27M -96,785 -26%
AC
5
Aristides Capital
Kentucky
$7.23M
TB
6
Terril Brothers
Missouri
$5.84M +$477K +14,112 +9%
Wells Fargo
7
Wells Fargo
California
$5.74M -$267K -7,897 -4%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$5.52M
UBS Group
9
UBS Group
Switzerland
$5.08M +$1.49M +44,124 +41%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$4.34M -$102K -3,028 -2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$4.17M -$49.5K -1,463 -1%
AAM
12
Advisors Asset Management
Colorado
$3.49M +$374K +11,071 +12%
WP
13
Woodline Partners
California
$2.88M +$5.72M +169,106 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.5M +$179K +5,303 +8%
KACA
15
Kayne Anderson Capital Advisors
California
$2.48M
QC
16
Quantedge Capital
Singapore
$2.39M -$1.64M -48,515 -40%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2.06M -$189K -5,599 -8%
MC
18
Matisse Capital
Oregon
$1.93M
ClearBridge Investments
19
ClearBridge Investments
New York
$1.88M -$23.7K -700 -1%
CA
20
Cornerstone Advisors
North Carolina
$1.75M -$8.13M -240,527 -82%
Ameriprise
21
Ameriprise
Minnesota
$1.58M -$50K -1,477 -3%
SIA
22
Sit Investment Associates
Minnesota
$1.39M -$101K -3,000 -7%
GC
23
Guggenheim Capital
Illinois
$1.17M +$283K +8,375 +31%
SPIA
24
Steward Partners Investment Advisory
New York
$1.13M +$82.5K +2,438 +8%
EIA
25
Edgemoor Investment Advisors
Maryland
$1.09M -$54.1K -1,600 -5%

CEM Hedge Fund Activity: Q4 2022 in Review

75 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2022, worth a combined $150M — up 13% from $132M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new CEM positions and 9 closed out — a net gain of 7 holders — while 20 added to existing stakes and 20 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $11.6M. The largest seller was Cornerstone Advisors, cutting an estimated $8.13M.

  • 75 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2022, up from 72 in Q3 2022.
  • Funds reported $150M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2022, up 13% quarter-over-quarter.
  • 16 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2022 and 9 closed out, a net change of +7 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2022 was Saba Capital Management, an estimated $11.6M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2022 was Cornerstone Advisors, an estimated $8.13M sold.

Based on aggregated 13F filings for Q4 2022.