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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

87 hedge funds and large institutions have $36.1M invested in ClearBridge MLP and Midstream Fund Inc. in 2020 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 20 increasing their positions, 35 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 15

4% more funds holding

Funds holding: 8487 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

43% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 35

86% less capital invested

Capital invested by funds: $251M → $36.1M (-$215M)

Holders
87
Holders Change
+3
Holders Change %
+3.57%
% of All Funds
1.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
21
Increased
20
Reduced
35
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.16M -$13.2M -314,296 -29%
MGAM
2
McGowan Group Asset Management
Texas
$4.35M -$822K -19,533 -4%
AC
3
Aristides Capital
Kentucky
$2.63M +$12.1M +287,346 New
Bank of America
4
Bank of America
North Carolina
$2.17M -$305K -7,234 -3%
MC
5
Matisse Capital
Oregon
$2.06M +$9.47M +224,934 New
TB
6
Terril Brothers
Missouri
$1.62M -$65.5K -1,555 -0.9%
SIA
7
Sit Investment Associates
Minnesota
$1.51M +$485K +11,520 +8%
LCM
8
Landscape Capital Management
New Jersey
$1.37M +$6.11M +145,224 +3,121%
AAM
9
Advisors Asset Management
Colorado
$927K +$931K +22,117 +28%
Ameriprise
10
Ameriprise
Minnesota
$860K +$1.32M +31,408 +50%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$851K -$3.32M -78,966 -46%
Wells Fargo
12
Wells Fargo
California
$745K -$2.12M -50,408 -38%
KACA
13
Kayne Anderson Capital Advisors
California
$728K -$572K -13,580 -15%
GC
14
Guggenheim Capital
Illinois
$707K -$116K -2,753 -3%
Invesco
15
Invesco
Georgia
$612K +$508K +12,075 +22%
UBS Group
16
UBS Group
Switzerland
$550K -$6.98M -165,758 -73%
WAM
17
Wolverine Asset Management
Illinois
$546K +$2.51M +59,674 New
HighTower Advisors
18
HighTower Advisors
Illinois
$542K +$5.39K +128 +0.2%
Goldman Sachs
19
Goldman Sachs
New York
$540K +$863K +20,495 +53%
FT
20
Fiduciary Trust
Massachusetts
$376K -$227K -5,387 -12%
CA
21
Cornerstone Advisors
North Carolina
$354K +$1.63M +38,684 New
ACM
22
Arlington Capital Management
Illinois
$329K +$1.52M +36,000 New
ClearBridge Investments
23
ClearBridge Investments
New York
$280K +$49.1K +1,167 +4%
AIM
24
Allen Investment Management
New York
$242K -$6.91M -164,067 -86%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$231K -$58.7K -1,394 -5%

CEM Hedge Fund Activity: Q1 2020 in Review

87 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2020, worth a combined $36.1M — down 86% from $251M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new CEM positions and 15 closed out — a net gain of 6 holders — while 20 added to existing stakes and 35 trimmed.

The largest buyer was Aristides Capital, opening a new position worth an estimated $12.1M. The largest seller was Morgan Stanley, cutting an estimated $13.2M.

  • 87 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2020, up from 84 in Q4 2019.
  • Funds reported $36.1M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2020, down 86% quarter-over-quarter.
  • 21 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2020 and 15 closed out, a net change of +6 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2020 was Aristides Capital, an estimated $12.1M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2020 was Morgan Stanley, an estimated $13.2M sold.

Based on aggregated 13F filings for Q1 2020.