CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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76 hedge funds and large institutions have $260M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 31 increasing their positions, 21 reducing their positions, and 11 closing their positions.

Holders
76
Holders Change
-6
Holders Change %
-7.32%
% of All Funds
1.9%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
31
Reduced
21
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.38M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$2.14M
3
SEIA
3
Signature Estate & Investment Advisors
California
$15.8M
4
TB
4
Terril Brothers
Missouri
$10.4M
5
UBS Group
5
UBS Group
Switzerland
$8.81M

Top Sellers

1
FT
1
Fiduciary Trust
Massachusetts
$13M
2
Bank of America
2
Bank of America
North Carolina
$34M
3
AIM
3
Allen Investment Management
New York
$1.3M
4
Morgan Stanley
4
Morgan Stanley
New York
$69M
5
Wells Fargo
5
Wells Fargo
California
$3.55M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$69M 4,647,639 -78,986 -2%
Bank of America
2
Bank of America
North Carolina
$34M 2,293,646 -92,124 -4%
NP
3
NorthRock Partners
Minnesota
$19.8M 1,334,878 +34,735 +3%
SIA
4
Sit Investment Associates
Minnesota
$18.3M 1,235,332 +50,546 +4%
SEIA
5
Signature Estate & Investment Advisors
California
$15.8M 1,062,708 +105,216 +11%
FT
6
Fiduciary Trust
Massachusetts
$13M 873,611 -134,372 -13%
TB
7
Terril Brothers
Missouri
$10.4M 703,653 +96,320 +16%
UBS Group
8
UBS Group
Switzerland
$8.81M 593,701 +70,313 +13%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.38M 564,375 +224,097 +66%
GC
10
Guggenheim Capital
Illinois
$6.59M 443,719 -16,030 -3%
AAM
11
Advisors Asset Management
Colorado
$6.28M 423,454 +68,807 +19%
Ameriprise
12
Ameriprise
Minnesota
$5.18M 349,714 +15,362 +5%
HK
13
Horizon Kinetics
New York
$4.71M 317,458 +35,466 +13%
Wells Fargo
14
Wells Fargo
California
$3.55M 239,459 -59,469 -20%
ClearBridge Investments
15
ClearBridge Investments
New York
$3.08M 207,360 +12,000 +6%
CIC
16
Carnegie Investment Counsel
Ohio
$2.4M 174,127 +21,040 +14%
RJA
17
Raymond James & Associates
Florida
$2.36M 159,140 +11,196 +8%
CHA
18
Cedar Hill Associates
Illinois
$2.15M 144,829 +46,820 +48%
Bank of Nova Scotia
19
Bank of Nova Scotia
Ontario, Canada
$2.14M 144,397 +144,397 New
SWP
20
Stratos Wealth Partners
Ohio
$1.69M 114,156 +8,482 +8%
SIA
21
SeaBridge Investment Advisors
New Jersey
$1.65M 111,345 +255 +0.2%
DC
22
Davenport & Co
Virginia
$1.49M 100,676 +3,810 +4%
HH
23
Hilltop Holdings
Texas
$1.44M 97,210 +170 +0.2%
Invesco
24
Invesco
Georgia
$1.34M 90,012 -19,703 -18%
AIM
25
Allen Investment Management
New York
$1.3M 87,373 -80,909 -48%
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