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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

76 hedge funds and large institutions have $260M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 31 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 21

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less capital invested

Capital invested by funds: $262M → $260M (-$2.13M)

7% less funds holding

Funds holding: 8276 (-6)

55% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 11

Holders
76
Holders Change
-6
Holders Change %
-7.32%
% of All Funds
1.89%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
31
Reduced
21
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$69M -$1.19M -15,797 -2%
Bank of America
2
Bank of America
North Carolina
$34M -$1.39M -18,425 -4%
NP
3
NorthRock Partners
Minnesota
$19.8M +$523K +6,947 +3%
SIA
4
Sit Investment Associates
Minnesota
$18.3M +$761K +10,109 +4%
SEIA
5
Signature Estate & Investment Advisors
California
$15.8M +$1.58M +21,044 +11%
FT
6
Fiduciary Trust
Massachusetts
$13M -$2.02M -26,875 -13%
TB
7
Terril Brothers
Missouri
$10.4M +$1.45M +19,264 +16%
UBS Group
8
UBS Group
Switzerland
$8.81M +$1.06M +14,062 +13%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.38M +$3.38M +44,819 +66%
GC
10
Guggenheim Capital
Illinois
$6.58M -$241K -3,206 -3%
AAM
11
Advisors Asset Management
Colorado
$6.28M +$1.04M +13,762 +19%
Ameriprise
12
Ameriprise
Minnesota
$5.18M +$231K +3,073 +5%
HK
13
Horizon Kinetics
New York
$4.71M +$534K +7,094 +13%
Wells Fargo
14
Wells Fargo
California
$3.55M -$896K -11,894 -20%
ClearBridge Investments
15
ClearBridge Investments
New York
$3.08M +$181K +2,400 +6%
CIC
16
Carnegie Investment Counsel
Ohio
$2.4M +$317K +4,208 +14%
RJA
17
Raymond James & Associates
Florida
$2.36M +$169K +2,239 +8%
CHA
18
Cedar Hill Associates
Illinois
$2.15M +$705K +9,364 +48%
Bank of Nova Scotia
19
Bank of Nova Scotia
Ontario, Canada
$2.14M +$2.18M +28,879 New
SWP
20
Stratos Wealth Partners
Ohio
$1.69M +$128K +1,696 +8%
SIA
21
SeaBridge Investment Advisors
New Jersey
$1.65M +$3.84K +51 +0.2%
DC
22
Davenport & Co
Virginia
$1.49M +$57.4K +762 +4%
HH
23
Hilltop Holdings
Texas
$1.44M +$2.56K +34 +0.2%
Invesco
24
Invesco
Georgia
$1.34M -$297K -3,941 -18%
AIM
25
Allen Investment Management
New York
$1.3M -$1.22M -16,181 -48%

CEM Hedge Fund Activity: Q3 2017 in Review

76 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2017, worth a combined $260M — down 0.81% from $262M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of CEM and 5 opened new positions — a net loss of 6 holders — while 21 trimmed existing stakes and 31 added.

The largest buyer was Royal Bank of Canada, adding an estimated $3.38M. The largest seller was Fiduciary Trust, cutting an estimated $2.02M.

  • 76 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2017, down from 82 in Q2 2017.
  • Funds reported $260M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2017, down 0.81% quarter-over-quarter.
  • 5 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2017 and 11 closed out, a net change of -6 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2017 was Royal Bank of Canada, an estimated $3.38M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2017 was Fiduciary Trust, an estimated $2.02M sold.

Based on aggregated 13F filings for Q3 2017.